NZX Shareholder Metrics February 2017

Markets
NZX Listed IssuersFeb 2017Change YoY Cash Market TradingFeb 2017Change YoY
Total Equity Securities 168-1.8%Total Trades137,263-7.9%
Total Listed Debt Securities10923.9%Daily Average Trades7,224-3.1%
Total Other Securities270.0%Total Trades < $50k129,849-7.6%
Total Listed Securities3046.3%Total Value Traded$2.8 b-16.4%
Daily Average Value Traded$149 m-12.0%
Total NZX Main Board Issuers165-2.4%
Total NZAX Issuers18-5.3%
Total Equity Transactions
Total NXT Issuers4100.0%Total Trades134,306-8.2%
Total NZDX Issuers437.5%Value Traded $2.7 b-16.9%
Capital RaisingFeb 2017YTDTotal Debt Transactions
New Capital Listed
Total Trades2,9579.2%
IPOs and Compliance Listings
$0.00 b$0.00 bValue Traded$122 m-4.8%
New Debt Listings
$0.39 b$0.39 b
Cumulative Numbers - YTD
Secondary Capital Raisings
Number of Trades248,198-9.8%
Total Capital Raised By All Issuers$405 m$454 mTotal Value Traded$5.0 b-9.1%
Total Equity Raised - Primary Issuers$28 m$44 m
Clearing House / DepositoryFeb 2017Change YoY
Total Equity Raised - Dual & Secondary Issuers$212 m$212 mGross Value of Cleared Trades over Month$2.8 b-15.9%
Total Debt Raised$165 m$198 mCollateral Held At Month End$51.0 m51.7%
Depository transactions1,8726.0%
Number of Capital Raising Events1018Assets under custody in depository$378 m13.6%
Capital Raised < $0.5m03Value of stock lent over month$367 m82.0%
Capital Raised > $0.5m < $10m36
Capital Raised > $10m < $100m68
Wholesale DataFeb 2017Change YoY
Capital Raised > $100m11Terminal Numbers - Professional*6,345-0.5%
Terminal Numbers - Retail*1,127-2.1%
Market CapitalisationFeb 2017Change YoY % of GDP
Licences - Value > $20k pa316.9%
All Equity$118.6 b9.2%46.3%Licences - Value < $20k pa626.9%
All Debt$26.2 b32.0%10.2%
NZX Indices PerformanceFeb 2017Change YoY Direct Data ProductsFeb 2017Change YoY
S&P/NZX 50 Index7,16715.0%Proprietary Security Subscription Products3935.1%
S&P/NZX 50 Portfolio Index4,40514.5%- Products ≥ $3,000 p.a15019.0%
S&P/NZX A-Grade Bond Index4,9293.2%- Products < $3,000 p.a.243-2.0%
S&P/NZX All Swap Index1941.7%
NZX Limited - Monthly Shareholder Metrics
February 2017
These Shareholder Metrics represent the key features of NZX's operations in each of its core businesses. The Metrics focus on what drives the
revenue performance of NZX, so as to give a consistent and transparent comparison across time periods for each business line.
* 3 month average

DerivativesFeb 2017Change YoY Derivatives Total Lots Traded 2014 / 2015 / 2016
Futures - Total Lots Traded20,48695.1%
Options - Total Lots Traded2,340568.6%
Open Interest48,74884.2%
Energy ContractsFeb 2017
Operating / Technology Contracts16
- Contracts > = $500k p.a.4
- Contracts < $500k p.a.12
Funds Services
SuperLifeFeb 2017Change YoY
Funds Under Management - KiwiSaver$621 m26.2%
Funds Under Management - Other$1,092 m17.7%
Total$1,713 m20.7%
SmartsharesFeb 2017Change YoY
Funds Under Management - External$517 m20.0%
Funds Under Management - SuperLife funds$1,256 m18.0%
Total$1,773 m18.6%
Units on Issue796 m14.3%
NZX Wealth TechnologiesFeb 2017Change YoY
Funds Under Administration$1,287 m-4.2%
Agri
Direct Data ProductsFeb 2017Change YoY
Subscriptions - NZ Agri Data Products2,48515.2%
Subscription - Australian Agri Data Products1,504-8.1%
Total Paid Advertising Page Equivalents*112-25.8%
Total Paid Advertising Page Equivalents YTD*185-9.8%
Notes
Renamed from Apteryx
1. All figures are measured at the end of the last trading day of the month unless otherwise stated. Change refers to the change since the same period last year unless otherwise
stated i.e. Change YoY is change versus the same period last year.
2. All Equity Market Capitalisation includes all securities quoted on the NZX Main Board, NZX Alternative Market and NXT Market.
3. Market Capitalisation for the NZX Debt market is the total nominal (face) value of all quoted securities excluding New Zealand Government Stock.
4. The Grain Trading season in Australia runs from October to September.
5. NZX Limited wishes to remind readers that the above operational statistics are based on the Group's internal records, which are unaudited. Differences may arise between this
data and that disclosed in subsequent audited financial statements.
To enquire about NZX products or services, please contact: NZX Data on +64-4-471 4390
or email: info@nzx.com
To enquire about information listed on this sheet, please email info@nzx.com
* Total paid advertising page equivalents relates to Farmers Weekly only.
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