NZX Shareholder Metrics – March 2021

NZX Limited - Monthly Shareholder Metrics
March 2021
These shareholder metrics represent the key operations of NZX's business.
Core Markets
NZX Listed IssuersMar 2021Change YoYCapital RaisingMar 2021YTDChange YoY
Total equity securities1342.3%Total capital raisings $1,383 m$2,543 m59.2%
Total fund securities486.7%
Total retail debt securities1434.4%New Capital Listed
Total wholesale debt securities860.0%Total capital listed by all issuers$649 m$854 m70.8%
Total other securities3-40.0%
Total listed securities3364.0%Equity listings$449 m$529 m-
Fund listings---
Retail debt listings$200 m$325 m-35.0%
Total NZX Main Board equity issuers1322.3%Wholesale debt listings---
Total NZX Main Board fund issuers486.7%
Total NZX Debt Market retail debt issuers522.0%
Total NZX Debt Market wholesale debt issuers20.0%Secondary Capital Raisings
Total other issuers3-25.0%Total capital raised by all issuers$734 m$1,689 m54.0%
Total unique issuers2084.0%
Total equity raised - NZ issuers$201 m$533 m566.3%
Total equity raised - dual or foreign issuer-$1 m-
Market CapitalisationMar 2021Change YoY% of GDP
Total funds raised - NZ issuers$247 m$555 m65.6%
Total market capitalisation$226,298 m32.0%69.4%Total funds raised - dual or foreign issuer$56 m$155 m-39.7%
Total retail debt raised$230 m$445 m4.5%
All equity$177,936 m35.1%54.6%Total wholesale debt raised---
All funds$6,724 m54.2%2.1%
All other$15 m138.4%0.0%
Total NZX Main Board$184,675 m35.7%56.7%Total number of secondary capital raising events31092238.2%
Equity issuers - capital raised < $10m459040.6%
Retail debt$33,981 m3.8%10.4%Equity issuers - capital raised ≥ $10m < $100m22-
Green bonds$3,075 m241.7%0.9%Equity issuers - capital raised ≥ $100m-1-
Wholesale debt$4,567 m85.9%1.4%Fund issuers - capital raised25882038.5%
Total NZX Debt Market$41,623 m15.3%12.8%Retail debt issuers - capital raised590.0%
Wholesale debt issuers - capital raised---
Cash MarketMar 2021Change YoY
Total value traded$5,443 m-16.8%
DerivativesMar 2021Change YoY
Daily average value traded$237 m-20.4%Futures - total lots traded21,510-41.3%
On-market value traded$3,343 m-19.0%Options - total lots traded6,818-7.9%
% of value on-market61.4%-2.6%Total derivatives lots traded28,328-35.7%
Total trades1,712,42948.7%Total derivatives lots traded - YTD76,482-29.7%
Daily average trades74,45342.2%Open interest56,454-16.2%
Notional value traded ($USD)$169 m12.4%
Options to futures ratio31.7%57.0%
Total Equity TransactionsBlock trade %0.0%-
Total trades1,707,83848.8%
Total Debt Transactions
Total trades4,59116.9%
Value traded $172 m-19.8%
Cumulative Numbers - YTD
Number of trades4,053,27482.6%
Total value traded$12,845 m-4.5%
% of value on-market64.4%10.3%
Value traded$5,271 m-16.7%
Derivatives Total Lots Traded 2019 / 2020 / 2021
% of value on-market62.3%-3.1%
Average on-market trade size$1,927-45.9%

Direct Data ProductsMar 2021Change YoYDairy Data SubscriptionsMar 2021Change YoY
Proprietary security subscription products309-1.0%Dairy data subscriptions466-5.9%
- products ≥ $3,000 p.a.1090.0% - products ≥ $1,500 p.a. 104-10.3%
- products < $3,000 p.a.200-1.5% - products < $1,500 p.a. 362-4.5%
Wholesale DataMar 2021Change YoYEnergy and Environment ContractsMar 2021Change YoY
Terminal numbers - professional6,4476.1%Operating / Technology contracts185.9%
Terminal numbers - retail2,13343.0%- contracts ≥ $500k p.a.525.0%
Licences - value ≥ $20k p.a.5527.9%- contracts < $500k p.a.130.0%
Licences - value < $20k p.a.78-2.5%
Smartshares
Mar 2021Change YoY
Total external funds under management$5,452 m60.0%
Scheme FUMMar 2021Change YoY
SuperLife Kiwisaver$1,240 m40.7%
SuperLife Workplace Savings$1,406 m26.5%
Smartshares Exchange Traded Funds - External$2,130 m83.8%
Smartshares Exchange Traded Funds - Total (external and internal)$4,779 m57.2%
Other MetricsMar 2021Change YoY
Units on issue1,633 m27.7%
Value of stock lent over month$285 m26.1%
Wealth Technologies
Funds under administration$7,361 m236.7%
Notes
1. All figures are measured at the end of the last trading day of each month unless otherwise stated.
Change refers to the change since the same period last year unless otherwise stated.

2. Equity market capitalisation includes all securities quoted on the NZX Main Board (NZSX).
With an overseas domiciled Issuer, the market capitalisation represents the amount that is held in New Zealand.

3. Market capitalisation for the NZX Debt Market is the total nominal (face) value of all listed securities, excluding New Zealand Government stock.

4. Funds include exchange traded funds, managed funds, listed investment companies and trusts.

5. "Other" securities include options, warrants and options quoted on the NZX Main Board (NZSX).

6. Please note these operational statistics are based on NZX’s internal records, which are unaudited.
Differences may arise between this data and that disclosed in subsequent audited financial statements.
Differences may also arise between this data and the previously reported data due to rounding and classification restatements.

To enquire about information listed on this sheet, or to find out more about NZX products or services, please email: data@nzx.com
NZX Indices PerformanceMar 2021 Change YoY Clearing House / DepositoryMar 2021 Change YoY
S&P/NZX 50 Index (Gross)12,56128.2% Gross value of cleared trades over month$5,476 m-16.0%
S&P/NZX 50 Index (Capital)5,22625.6% Collateral held at month end$59 m-29.0%
S&P/NZX 50 Portfolio Index7,93140.1% Depository transactions8,4307.2%
S&P/NZX Primary Sector Index14,078-3.2% Assets under custody in depository$5,122 m69.8%
S&P/NZX NZ Fixed Interest Composite Index125-0.1% Value of stock lent over month- -
S&P/NZX A-Grade Bond Index5,8481.9%