Notification of Issue of Securities
Page 1 of 3
14 October 2021
Issue of ordinary shares
This notice is given under NZX Listing Rule 3.13.1 and relates to the issue of ordinary shares in Fisher & Paykel
Healthcare Corporation Limited (“FPH”) under one or more of FPH’s employee share plans.
This notice is given in reliance on a waiver from NZX Listing Rule 3.13.1 granted by NZX on 6 August 2019 that
allows FPH, subject to certain conditions, to disclose the issue of FPH shares under FPH’s employee share plans
within 10 business days of issue.
Section 1: issuer information
Name of issuer Fisher & Paykel Healthcare Corporation Limited
NZX ticker code FPH
Class of Financial Product Ordinary shares
ISIN NZFAPE0001S2
Section 2: capital change details
Number of issuances to which this
notice relates
Eight
Number issued (1) 3,961
(2) 2,130
(3) 3,627
(4) 5,209
(5) 4,465
(6) 8,212
(7) 2,737
(8) 383
Total issued: 30,724 shares
Nominal value (if any) Not applicable
Issue price (1) NZD0.00 (3,319 shares); NZD14.91 (642 shares)
(2) NZD11.81 (763 shares); NZD14.91 (1,367 shares)
(3) NZD0.00 (509 shares); NZD14.91 (3,118 shares)
(4) NZD0.00 (4,705 shares); NZD11.81 (300 shares); NZD14.91 (204
shares)
(5) NZD0.00 (3,945 shares); NZD14.91 (520 shares)
(6) NZD0.00 (7,645 shares); NZD14.91 (567 shares)
(7) NZD0.00
(8) NZD0.00
Nature of the payment Not applicable
Amount paid up (if not in full) In full
Percentage of total class of Financial
Products issued
(1) 0.00069%
(2) 0.00037%
(3) 0.00063%
(4) 0.00090%
(5) 0.00077%
(6) 0.00142%
(7) 0.00047%
(8) 0.00007%
For an issue of Convertible Financial
Products or Options, the principal
terms of Conversion
Not applicable
Reason for issue
(1) Exercise of 3,319 PSRs under the Performance Share Rights
Plan and issue of 3,319 ordinary shares; cancellation of 1,233
options and issue of 642 ordinary shares.
(2) Exercise of 763 options under the FPH Share Option Plan and
issue of 763 ordinary shares; cancellation of 2,582 options and
issue of 1,367 ordinary shares.
Page 2 of 3
(3) Exercise of 509 PSRs under the Performance Share Rights Plan
and issue of 509 ordinary shares; cancellation of 5,899 options
and issue of 3,118 ordinary shares.
(4) Exercise of 4,705 PSRs under the Performance Share Rights
Plan and issue of 4,705 ordinary shares; cancellation of 490
options and issue of 300 ordinary shares; cancellation of 400
options and issue of 204 ordinary shares.
(5) Exercise of 3,945 PSRs under the Performance Share Rights
Plan and issue of 3,945 ordinary shares; cancellation of 1,019
options and issue of 520 ordinary shares.
(6) Exercise of 7,645 PSRs under the Performance Share Rights
Plan and issue of 7,645 ordinary shares; cancellation of 1,118
options and issue of 567 ordinary shares.
(7) Exercise of 2,737 PSRs under the Performance Share Rights
Plan and issue of 2,737 ordinary shares.
(8) Exercise of 383 PSRs under the Performance Share Rights Plan
and issue of 383 ordinary shares.
All cancellations are under the FPH Share Option Plan Cancellation
Facility
Total number of Financial Products of
the Class after the issue (excluding
Treasury Stock) and the total number
of Financial Products of the Class held
as Treasury Stock after the issue.
(1) Total number (excluding Treasury Stock): 576,014,561.
Treasury stock: 137,282
(2) Total number (excluding Treasury Stock): 577,016,691.
Treasury stock: 137,282
(3) Total number (excluding Treasury Stock): 577,020,318.
Treasury stock: 137,282
(4) Total number (excluding Treasury Stock): 577,025,527.
Treasury stock: 137,282
(5) Total number (excluding Treasury Stock): 577,029,992.
Treasury stock: 137,282
(6) Total number (excluding Treasury Stock): 577,038,204.
Treasury stock: 137,282
(7) Total number (excluding Treasury Stock): 577,040,941.
Treasury stock: 137,282
(8) Total number (excluding Treasury Stock): 577,041,324.
Treasury stock: 137,282
Total number of ordinary shares on issue as at the date of this notice
after the issues disclosed in this notice (excluding Treasury Stock):
577,041,324.
Treasury stock as at the date of this notice: 137,282.
Total number of ordinary shares on issue as at the date of this notice
after the issues disclosed in this notice (including Treasury Stock):
577,178,606.
In the case of an acquisition of shares,
whether those shares are to be held as
treasury stock
Not applicable
Specific authority for the issue Directors’ resolution, Listing Rule 4.6
Terms or details of the issue The ordinary shares issued rank pari passu with the existing ordinary
shares
Date of issue (1) 01 October 2021
(2) 04 October 2021
(3) 06 October 2021
(4) 07 October 2021
(5) 08 October 2021
(6) 11 October 2021
(7) 12 October 2021
(8) 13 October 2021
Section 3: authority for this announcement
Name of person authorised to make
this announcement
Raelene Leonard
Contact phone number +64 9 574 0147
Page 3 of 3
Contact email address raelene.leonard@fphcare.co.nz
Date of release via MAP 14 October 2021
---
Application for quotation of +securities
Application for quotation of +securities
1 / 28
Announcement Summary
Entity name
FISHER & PAYKEL HEALTHCARE CORPORATION LIMITED
Announcement Type
New announcement
Date of this announcement
Thursday October 14, 2021
The +securities to be quoted are:
Total number of +securities to be quoted
ASX +security
codeSecurity description
Number of +securities to
be quotedIssue date
FPHORDINARY FULLY PAID FOREIGN EXEMPT
NZX
2,13004/10/2021
FPHORDINARY FULLY PAID FOREIGN EXEMPT
NZX
5,20907/10/2021
FPHORDINARY FULLY PAID FOREIGN EXEMPT
NZX
3,96101/10/2021
FPHORDINARY FULLY PAID FOREIGN EXEMPT
NZX
3,62706/10/2021
FPHORDINARY FULLY PAID FOREIGN EXEMPT
NZX
4,46508/10/2021
FPHORDINARY FULLY PAID FOREIGN EXEMPT
NZX
8,21211/10/2021
FPHORDINARY FULLY PAID FOREIGN EXEMPT
NZX
2,73712/10/2021
FPHORDINARY FULLY PAID FOREIGN EXEMPT
NZX
38313/10/2021
Refer to next page for full details of the announcement
+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities
being converted
Application for quotation of +securities
Application for quotation of +securities
2 / 28
Part 1 - Entity and announcement details
1.1 Name of entity
FISHER & PAYKEL HEALTHCARE CORPORATION LIMITED
We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix
2A of the ASX Listing Rules.
1.2 Registered number type
ARBN
Registration number
098026281
1.3 ASX issuer code
FPH
1.4 The announcement is
1.5 Date of this announcement
14/10/2021
New announcement
Application for quotation of +securities
Application for quotation of +securities
3 / 28
Part 2 - Type of Issue
2.1 The +securities to be quoted are:
2.2 The +securities to be quoted are:
Additional +securities in a class that is already quoted on ASX ("existing class")
+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities
being converted
Application for quotation of +securities
Application for quotation of +securities
4 / 28
Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an
Appendix 3B
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class)
ASX +security code and description
FPHAU : OPTION EXPIRING 05-SEP-2022 EX $11.81
TO (Existing Class)
ASX +security code and description
FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX
Please state the number of options
that were exercised or other
+convertible securities that were
converted
763
The first date the options were
exercised or other +convertible
securities were converted
The last date the options were
exercised or other +convertible
securities were converted
4/10/2021
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
The underlying securities being received by the holder are:
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
Are any of the options being exercised or other +convertible securities being converted held by +key management
personnel (KMP) or an +associate?
Issue date
4/10/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Yes
No
Yes
Intended to be, but are not yet, quoted by ASX
An issue of new +securities
No
Application for quotation of +securities
Application for quotation of +securities
5 / 28
Issue details
Number of +securities to be quoted
763
Are the +securities being issued for a cash consideration?
In what currency is the cash consideration being paid?
NZD - New Zealand Dollar
What is the issue price per +security?
NZD 11.81000000
Any other information the entity wishes to provide about the +securities to be quoted
Pursuant to the exercise of options and issue of shares under the FPH Share Option Plan.
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class)
ASX +security code and description
FPHAU : OPTION EXPIRING 05-SEP-2022 EX $11.81
TO (Existing Class)
ASX +security code and description
FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX
Please state the number of options
that were exercised or other
+convertible securities that were
converted
490
The first date the options were
exercised or other +convertible
securities were converted
The last date the options were
exercised or other +convertible
securities were converted
7/10/2021
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
The underlying securities being received by the holder are:
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
Are any of the options being exercised or other +convertible securities being converted held by +key management
personnel (KMP) or an +associate?
No
Yes
Intended to be, but are not yet, quoted by ASX
An issue of new +securities
No
Yes
Application for quotation of +securities
Application for quotation of +securities
6 / 28
Issue date
7/10/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Issue details
Number of +securities to be quoted
300
Are the +securities being issued for a cash consideration?
In what currency is the cash consideration being paid?
NZD - New Zealand Dollar
What is the issue price per +security?
NZD 11.81000000
Any other information the entity wishes to provide about the +securities to be quoted
Pursuant to the cancellation of options and issue of shares under the FPH Share Option Plan.
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class)
ASX +security code and description
FPHAW : PERFORMANCE SHARE RIGHTS EXPIRING 13-SEP-2023
TO (Existing Class)
ASX +security code and description
FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX
The first date the options were
exercised or other +convertible
securities were converted
The last date the options were
exercised or other +convertible
securities were converted
1/10/2021
Yes
Yes
Application for quotation of +securities
Application for quotation of +securities
7 / 28
Please state the number of options
that were exercised or other
+convertible securities that were
converted
3,319
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
The underlying securities being received by the holder are:
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
Are any of the options being exercised or other +convertible securities being converted held by +key management
personnel (KMP) or an +associate?
Issue date
1/10/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Yes
No
Yes
Intended to be, but are not yet, quoted by ASX
An issue of new +securities
No
Application for quotation of +securities
Application for quotation of +securities
8 / 28
Issue details
Number of +securities to be quoted
3,319
Are the +securities being issued for a cash consideration?
Please describe the consideration being provided for the +securities
Exercise of 3,319 PSRs under the Performance Share Rights Plan for nil consideration
Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the
+securities to be quoted
0.000000
Any other information the entity wishes to provide about the +securities to be quoted
Exercise of 3,319 PSRs under the Performance Share Rights Plan for nil consideration
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class)
ASX +security code and description
FPHAW : PERFORMANCE SHARE RIGHTS EXPIRING 13-SEP-2023
TO (Existing Class)
ASX +security code and description
FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX
Please state the number of options
that were exercised or other
+convertible securities that were
converted
509
The first date the options were
exercised or other +convertible
securities were converted
The last date the options were
exercised or other +convertible
securities were converted
6/10/2021
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
The underlying securities being received by the holder are:
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
Are any of the options being exercised or other +convertible securities being converted held by +key management
personnel (KMP) or an +associate?
Yes
Intended to be, but are not yet, quoted by ASX
An issue of new +securities
No
NoNo
Application for quotation of +securities
Application for quotation of +securities
9 / 28
personnel (KMP) or an +associate?
Issue date
6/10/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Issue details
Number of +securities to be quoted
509
Are the +securities being issued for a cash consideration?
Please describe the consideration being provided for the +securities
Exercise of 509 PSRs under the Performance Share Rights Plan for nil consideration
Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the
+securities to be quoted
0.000000
Any other information the entity wishes to provide about the +securities to be quoted
Exercise of 509 PSRs under the Performance Share Rights Plan for nil consideration
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class)
ASX +security code and description
FPHAW : PERFORMANCE SHARE RIGHTS EXPIRING 13-SEP-2023
TO (Existing Class)
ASX +security code and description
FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX
No
Yes
No
Application for quotation of +securities
Application for quotation of +securities
10 / 28
Please state the number of options
that were exercised or other
+convertible securities that were
converted
4,705
The first date the options were
exercised or other +convertible
securities were converted
The last date the options were
exercised or other +convertible
securities were converted
7/10/2021
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
The underlying securities being received by the holder are:
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
Are any of the options being exercised or other +convertible securities being converted held by +key management
personnel (KMP) or an +associate?
Issue date
7/10/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Yes
No
Yes
Intended to be, but are not yet, quoted by ASX
An issue of new +securities
No
Application for quotation of +securities
Application for quotation of +securities
11 / 28
Issue details
Number of +securities to be quoted
4,705
Are the +securities being issued for a cash consideration?
Please describe the consideration being provided for the +securities
Exercise of 4,705 PSRs under the Performance Share Rights Plan for nil consideration
Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the
+securities to be quoted
0.000000
Any other information the entity wishes to provide about the +securities to be quoted
Exercise of 4,705 PSRs under the Performance Share Rights Plan for nil consideration
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class)
ASX +security code and description
FPHAW : PERFORMANCE SHARE RIGHTS EXPIRING 13-SEP-2023
TO (Existing Class)
ASX +security code and description
FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX
Please state the number of options
that were exercised or other
+convertible securities that were
converted
3,945
The first date the options were
exercised or other +convertible
securities were converted
The last date the options were
exercised or other +convertible
securities were converted
8/10/2021
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
The underlying securities being received by the holder are:
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
Are any of the options being exercised or other +convertible securities being converted held by +key management
personnel (KMP) or an +associate?
Yes
Intended to be, but are not yet, quoted by ASX
An issue of new +securities
No
NoNo
Application for quotation of +securities
Application for quotation of +securities
12 / 28
personnel (KMP) or an +associate?
Issue date
8/10/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Issue details
Number of +securities to be quoted
3,945
Are the +securities being issued for a cash consideration?
Please describe the consideration being provided for the +securities
Exercise of 3,945 PSRs under the Performance Share Rights Plan for nil consideration
Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the
+securities to be quoted
0.000000
Any other information the entity wishes to provide about the +securities to be quoted
Exercise of 3,945 PSRs under the Performance Share Rights Plan for nil consideration
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class)
ASX +security code and description
FPHAW : PERFORMANCE SHARE RIGHTS EXPIRING 13-SEP-2023
TO (Existing Class)
ASX +security code and description
FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX
No
Yes
No
Application for quotation of +securities
Application for quotation of +securities
13 / 28
Please state the number of options
that were exercised or other
+convertible securities that were
converted
7,645
The first date the options were
exercised or other +convertible
securities were converted
The last date the options were
exercised or other +convertible
securities were converted
11/10/2021
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
The underlying securities being received by the holder are:
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
Are any of the options being exercised or other +convertible securities being converted held by +key management
personnel (KMP) or an +associate?
Issue date
11/10/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Yes
No
Yes
Intended to be, but are not yet, quoted by ASX
An issue of new +securities
No
Application for quotation of +securities
Application for quotation of +securities
14 / 28
Issue details
Number of +securities to be quoted
7,645
Are the +securities being issued for a cash consideration?
Please describe the consideration being provided for the +securities
Exercise of 7,645 PSRs under the Performance Share Rights Plan for nil consideration
Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the
+securities to be quoted
0.000000
Any other information the entity wishes to provide about the +securities to be quoted
Exercise of 7,645 PSRs under the Performance Share Rights Plan for nil consideration
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class)
ASX +security code and description
FPHAW : PERFORMANCE SHARE RIGHTS EXPIRING 13-SEP-2023
TO (Existing Class)
ASX +security code and description
FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX
Please state the number of options
that were exercised or other
+convertible securities that were
converted
2,737
The first date the options were
exercised or other +convertible
securities were converted
The last date the options were
exercised or other +convertible
securities were converted
12/10/2021
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
The underlying securities being received by the holder are:
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
Are any of the options being exercised or other +convertible securities being converted held by +key management
personnel (KMP) or an +associate?
Yes
Intended to be, but are not yet, quoted by ASX
An issue of new +securities
No
NoNo
Application for quotation of +securities
Application for quotation of +securities
15 / 28
personnel (KMP) or an +associate?
Issue date
12/10/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Issue details
Number of +securities to be quoted
2,737
Are the +securities being issued for a cash consideration?
Please describe the consideration being provided for the +securities
Exercise of 2,737 PSRs under the Performance Share Rights Plan for nil consideration
Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the
+securities to be quoted
0.000000
Any other information the entity wishes to provide about the +securities to be quoted
Exercise of 2,737 PSRs under the Performance Share Rights Plan for nil consideration
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class)
ASX +security code and description
FPHAW : PERFORMANCE SHARE RIGHTS EXPIRING 13-SEP-2023
TO (Existing Class)
ASX +security code and description
FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX
No
Yes
No
Application for quotation of +securities
Application for quotation of +securities
16 / 28
Please state the number of options
that were exercised or other
+convertible securities that were
converted
383
The first date the options were
exercised or other +convertible
securities were converted
The last date the options were
exercised or other +convertible
securities were converted
13/10/2021
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
The underlying securities being received by the holder are:
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
Are any of the options being exercised or other +convertible securities being converted held by +key management
personnel (KMP) or an +associate?
Issue date
13/10/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Yes
No
Yes
Intended to be, but are not yet, quoted by ASX
An issue of new +securities
Yes
Application for quotation of +securities
Application for quotation of +securities
17 / 28
Issue details
Number of +securities to be quoted
383
Are the +securities being issued for a cash consideration?
Please describe the consideration being provided for the +securities
Exercise of 383 PSRs under the Performance Share Rights Plan for nil consideration
Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the
+securities to be quoted
0.000000
Any other information the entity wishes to provide about the +securities to be quoted
Exercise of 383 PSRs under the Performance Share Rights Plan for nil consideration
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class)
ASX +security code and description
FPHAX : OPTION EXPIRING 13-SEP-2023 EX $14.91
TO (Existing Class)
ASX +security code and description
FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX
Please state the number of options
that were exercised or other
+convertible securities that were
converted
1,233
The first date the options were
exercised or other +convertible
securities were converted
The last date the options were
exercised or other +convertible
securities were converted
1/10/2021
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
The underlying securities being received by the holder are:
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
Are any of the options being exercised or other +convertible securities being converted held by +key management
personnel (KMP) or an +associate?
Yes
Intended to be, but are not yet, quoted by ASX
An issue of new +securities
No
NoNo
Application for quotation of +securities
Application for quotation of +securities
18 / 28
personnel (KMP) or an +associate?
Issue date
1/10/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Issue details
Number of +securities to be quoted
642
Are the +securities being issued for a cash consideration?
In what currency is the cash consideration being paid?
NZD - New Zealand Dollar
What is the issue price per +security?
NZD 14.91000000
Any other information the entity wishes to provide about the +securities to be quoted
Pursuant to the cancellation of options and issue of shares under the FPH Share Option Plan.
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class)
ASX +security code and description
FPHAX : OPTION EXPIRING 13-SEP-2023 EX $14.91
TO (Existing Class)
ASX +security code and description
FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX
Please state the number of options
that were exercised or other
+convertible securities that were
The first date the options were
exercised or other +convertible
securities were converted
The last date the options were
exercised or other +convertible
securities were converted
Yes
Yes
No
Application for quotation of +securities
Application for quotation of +securities
19 / 28
+convertible securities that were
converted
2,582
securities were converted
securities were converted
4/10/2021
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
The underlying securities being received by the holder are:
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
Are any of the options being exercised or other +convertible securities being converted held by +key management
personnel (KMP) or an +associate?
Issue date
4/10/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Yes
No
Yes
Intended to be, but are not yet, quoted by ASX
An issue of new +securities
No
Application for quotation of +securities
Application for quotation of +securities
20 / 28
Issue details
Number of +securities to be quoted
1,367
Are the +securities being issued for a cash consideration?
In what currency is the cash consideration being paid?
NZD - New Zealand Dollar
What is the issue price per +security?
NZD 14.91000000
Any other information the entity wishes to provide about the +securities to be quoted
Pursuant to the cancellation of options and issue of shares under the FPH Share Option Plan.
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class)
ASX +security code and description
FPHAX : OPTION EXPIRING 13-SEP-2023 EX $14.91
TO (Existing Class)
ASX +security code and description
FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX
Please state the number of options
that were exercised or other
+convertible securities that were
converted
5,899
The first date the options were
exercised or other +convertible
securities were converted
The last date the options were
exercised or other +convertible
securities were converted
6/10/2021
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
The underlying securities being received by the holder are:
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
Are any of the options being exercised or other +convertible securities being converted held by +key management
personnel (KMP) or an +associate?
No
Yes
Intended to be, but are not yet, quoted by ASX
An issue of new +securities
No
YesYes
Application for quotation of +securities
Application for quotation of +securities
21 / 28
Issue date
6/10/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Issue details
Number of +securities to be quoted
3,118
Are the +securities being issued for a cash consideration?
In what currency is the cash consideration being paid?
NZD - New Zealand Dollar
What is the issue price per +security?
NZD 14.91000000
Any other information the entity wishes to provide about the +securities to be quoted
Pursuant to the cancellation of options and issue of shares under the FPH Share Option Plan.
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class)
ASX +security code and description
FPHAX : OPTION EXPIRING 13-SEP-2023 EX $14.91
TO (Existing Class)
ASX +security code and description
FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX
Please state the number of options
that were exercised or other
+convertible securities that were
converted
400
The first date the options were
exercised or other +convertible
securities were converted
The last date the options were
exercised or other +convertible
securities were converted
7/10/2021
Yes
Yes
Application for quotation of +securities
Application for quotation of +securities
22 / 28
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
The underlying securities being received by the holder are:
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
Are any of the options being exercised or other +convertible securities being converted held by +key management
personnel (KMP) or an +associate?
Issue date
7/10/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Issue details
Number of +securities to be quoted
204
Are the +securities being issued for a cash consideration?
In what currency is the cash consideration being paid?
NZD - New Zealand Dollar
What is the issue price per +security?
NZD 14.91000000
Any other information the entity wishes to provide about the +securities to be quoted
Pursuant to the cancellation of options and issue of shares under the FPH Share Option Plan.
Existing +securities converting into additional +securities in an existing class
Yes
Yes
No
Yes
Intended to be, but are not yet, quoted by ASX
An issue of new +securities
No
Application for quotation of +securities
Application for quotation of +securities
23 / 28
FROM (Existing Class)
ASX +security code and description
FPHAX : OPTION EXPIRING 13-SEP-2023 EX $14.91
TO (Existing Class)
ASX +security code and description
FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX
Please state the number of options
that were exercised or other
+convertible securities that were
converted
1,019
The first date the options were
exercised or other +convertible
securities were converted
The last date the options were
exercised or other +convertible
securities were converted
8/10/2021
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
The underlying securities being received by the holder are:
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
Are any of the options being exercised or other +convertible securities being converted held by +key management
personnel (KMP) or an +associate?
Issue date
8/10/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Yes
No
Yes
Intended to be, but are not yet, quoted by ASX
An issue of new +securities
No
Application for quotation of +securities
Application for quotation of +securities
24 / 28
Issue details
Number of +securities to be quoted
520
Are the +securities being issued for a cash consideration?
In what currency is the cash consideration being paid?
NZD - New Zealand Dollar
What is the issue price per +security?
NZD 14.91000000
Any other information the entity wishes to provide about the +securities to be quoted
Pursuant to the cancellation of options and issue of shares under the FPH Share Option Plan.
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class)
ASX +security code and description
FPHAX : OPTION EXPIRING 13-SEP-2023 EX $14.91
TO (Existing Class)
ASX +security code and description
FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX
Please state the number of options
that were exercised or other
+convertible securities that were
converted
1,118
The first date the options were
exercised or other +convertible
securities were converted
The last date the options were
exercised or other +convertible
securities were converted
11/10/2021
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
The underlying securities being received by the holder are:
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
Are any of the options being exercised or other +convertible securities being converted held by +key management
personnel (KMP) or an +associate?
No
Yes
Intended to be, but are not yet, quoted by ASX
An issue of new +securities
No
YesYes
Application for quotation of +securities
Application for quotation of +securities
25 / 28
Issue date
11/10/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Issue details
Number of +securities to be quoted
567
Are the +securities being issued for a cash consideration?
In what currency is the cash consideration being paid?
NZD - New Zealand Dollar
What is the issue price per +security?
NZD 14.91000000
Any other information the entity wishes to provide about the +securities to be quoted
Pursuant to the cancellation of options and issue of shares under the FPH Share Option Plan.
Yes
Yes
Application for quotation of +securities
Application for quotation of +securities
26 / 28
Application for quotation of +securities
Application for quotation of +securities
27 / 28
Part 4 - Issued capital following quotation
Following the quotation of the +securities the subject of this application, the issued capital of the entity will
comprise:
(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one
application for quotation/issuance currently with ASX for processing.)
4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the
+securities subject of this application)
ASX +security code and description
Total number of
+securities on issue
FPH : ORDINARY FULLY PAID FOREIGN EXEMPT NZX577,178,606
4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)
ASX +security code and description
Total number of
+securities on issue
FPHAZ : PERFORMANCE SHARE RIGHTS EXPIRING 11-SEP-2024253,844
FPHAAA : OPTION EXPIRING 11-SEP-2024 EX $17.21803,527
FPHAW : PERFORMANCE SHARE RIGHTS EXPIRING 13-SEP-20230
FPHAX : OPTION EXPIRING 13-SEP-2023 EX $14.91299,706
FPHAY : EMPLOYEE SHARE RIGHTS122,280
FPHAV : OPTION EXPIRING 07-SEP-2022 EX $11.812,732
FPHAU : OPTION EXPIRING 05-SEP-2022 EX $11.81229,547
FPHAAC : PERFORMANCE SHARE RIGHTS EXPIRING 04-SEP-2025129,971
FPHAAB : OPTION EXPIRING 04-SEP-2025 EX $36.54409,629
FPHAAD : EMPLOYEE SHARE RIGHTS EXPIRING 04-SEP-202560,658
FPHAAE : EMPLOYEE SHARE RIGHTS EXPIRING 06-SEP-202481,311
FPHAAF : OPTION EXPIRING 08-JAN-2027 EX NZD32.69462,365
FPHAAG : PERFORMANCE SHARE RIGHTS EXPIRING 28-SEP-2026161,819
Application for quotation of +securities
Application for quotation of +securities
28 / 28
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
Other issuers discussed similar conditions around this time
Matched by meaning across NZX announcement text, not keywords — based on our semantic index of announcement bodies.
- PFI — Property for Industry Limited: Capital Change Notice – Dividend Reinvestment Scheme2021-09-06
“Template Capital Change Notice Updated as at 17 October 2019 Section 1: Issuer information Name of issuer Property for Industry Limited NZX ticker code PFI Class of financial product Ordinary Shares ISIN (If unknown, check on NZX website) NZPFIE0001S5 Currency NZD…”
- KFL — Kingfish Limited: KFL – Issue of Securities – 24 September 20212021-09-23
“Capital Change Notice KFL – Notice of issue of securities Section 1: Issuer information Name of issuer Kingfish Limited NZX ticker code KFL Class of financial product Ordinary shares ISIN (If unknown, check…”
- PFI — Property for Industry Limited: Capital Change Notice – Dividend Reinvestment Scheme2021-11-22
“Template Capital Change Notice Updated as at 17 October 2019 Section 1: Issuer information Name of issuer Property for Industry Limited NZX ticker code PFI Class of financial product Ordinary Shares ISIN (If unknown, check on NZX website) NZPFIE0001S5 Currency NZD…”