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D&O Ongoing Disclosure Notices

Insider Disclosure22 November 2021GNEUtilities

Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests

Sections 297(2) and 298(2), Financial Markets Conduct Act 2013

To NZX Limited; and

Name of listed issuer:

Genesis Energy Limited (GNE)

Date this disclosure made:

Monday, 22 November 2021

Date of last disclosure:

Wednesday, 3 November 2021

Director or senior manager giving disclosure

Full name(s):

Christopher Harding Jewell

Name of listed issuer:

Genesis Energy Limited

Name of related body corporate (if applicable):

N/A

Position held in listed issuer:

Chief Financial Officer (former)

Summary of acquisition or disposal of relevant interest (excluding specified derivatives)

Class of affected quoted financial products:

Ordinary Shares in Genesis Energy

Limited (GNE)

Nature of the affected relevant interest(s):

Legal and beneficial interest in

shares

For that relevant interest-

Number held in class before acquisition or disposal:

22,038

Number held in class after acquisition or disposal:

2,038

Current registered holder(s):

Christopher Harding Jewell

Registered holder(s) once transfers are registered:

On market disposal - current

registered holders unknown

Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)

Type of affected derivative:

N/A

Class of underlying financial products:

Details of affected derivative-

The notional value of the derivative (if any) or the notional amount of underlying

financial products (if any):

N/A

A statement as to whether the derivative is cash settled or physically settled:

Maturity date of the derivative (if any):

Expiry date of the derivative(if any):

The price specified in the terms of the derivative (if any):

Any other details needed to understand how the amount of the consideration payable

under the derivative or the value of the derivative is affected by the value of the

underlying financial products:

For that derivative,-

Parties to the derivative:

If the director or senior manager is not a party to the derivative, the nature of the

relevant interest in the derivative:

Details of transactions giving rise to acquisition or disposal

Total number of transactions to which notice relates:

The disposal of shares occurred via

93 on market transactions

Details of transactions requiring disclosure-
Date of transaction:

Multiple transactions undertaken

between 10 November 2021 and 12

November 2021

Nature of transaction:

On market disposals of an aggregate

of 20,000 ordinary shares in Genesis

Energy Limited

Name of any other party or parties to the transaction (if known):

The consideration, expressed in New Zealand dollars, paid or received for the

acquisition or disposal. If the consideration was not in cash and cannot be readily by

converted into a cash value, describe the consideration:

$3.15 - $3.18 per share

Number of financial products to which the transaction related:

20,000 ordinary shares

If the issuer has a financial products trading policy that prohibits directors or senior

managers from trading during any period without written clearance (a closed period)

include the following details—

Whether relevant interests were acquired or disposed of during a closed period:No

Whether prior written clearance was provided to allow the acquisition or disposal to

proceed during the closed period:

N/A

Date of the prior written clearance (if any):

Summary of other relevant interests after acquisition or disposal:

Class of quoted financial products:

Ordinary shares in Genesis Energy

Limited

Nature of relevant interest:

(1) Beneficial interest in shares held

on trust for the Senior Manager

pursuant to the Genesis Energy

Employee Share Scheme

(2) Beneficial interest in shares

For that relevant interest,-

Number held in class:

(1) 13,623

(2) 15,230

Current registered holder(s):

(1) CRS Nominees Limited

(2) The Jewell Family Trust

For a derivative relevant interest,-

Type of derivative:N/A

Details of derivative,-

The notional value of the derivative (if any) or the notional amount of underlying

financial products (if any):

A statement as to whether the derivative is cash settled or physically settled:

Maturity date of the derivative (if any):

Expiry date of the derivative (if any):

The price's specified terms (if any):

Any other details needed to understand how the amount of the consideration payable

under the derivative or the value of the derivative is affected by the value of the

underlying financial products:

For that derivative relevant interest,-

Parties to the derivative:

If the director or senior manager is not a party to the derivative, the nature of the

relevant interest in the derivative:

Certification

I, certify that, to the best of my knowledge and belief, the information contained in this

disclosure is correct and that I am duly authorised to make this disclosure by all

persons for whom it is made.

Signature of director or officer:

Date of signature:
or

Signature of person authorised to sign on behalf of director or officer:

Isaac Taylor

Date of signature:Monday, 22 November 2021

Name and title of authorised person:

Isaac Taylor

Legal Counsel


Ongoing Disclosure Notice

Disclosure of Directors and Senior Managers Relevant Interests

Sections 297(2) and 298(2), Financial Markets Conduct Act 2013

To NZX Limited; and

Name of listed issuer:

Genesis Energy Limited (GNE)

Date this disclosure made:

Monday, 22 November 2021

Date of last disclosure:

Tuesday, 19 October 2021

Director or senior manager giving disclosure

Full name(s):

Tracey Elaine Hickman

Name of listed issuer:

Genesis Energy Limited

Name of related body corporate (if applicable):

N/A

Position held in listed issuer:

Chief Customer Officer

Summary of acquisition or disposal of relevant interest (excluding specified derivatives)

Class of affected quoted financial products: Ordinary Shares in Genesis

Energy Limited (GNE)

Nature of the affected relevant interest(s):Beneficial interest in shares

acquired and held on trust for the

Senior Manager pursuant to the

Genesis Energy Employee Share

Scheme

For that relevant interest-

Number held in class before acquisition or disposal:24,107

Number held in class after acquisition or disposal:24,235

Current registered holder(s):On market purchase

Registered holder(s) once transfers are registered:CRS Nominees Limited

Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)

Type of affected derivative:

N/A

Class of underlying financial products:

Details of affected derivative-

The notional value of the derivative (if any) or the notional amount of underlying financial

products (if any):

N/A

A statement as to whether the derivative is cash settled or physically settled:

Maturity date of the derivative (if any):

Expiry date of the derivative(if any):

The price specified in the terms of the derivative (if any):

Any other details needed to understand how the amount of the consideration payable

under the derivative or the value of the derivative is affected by the value of the underlying

financial products:

For that derivative,-

Parties to the derivative:

If the director or senior manager is not a party to the derivative, the nature of the relevant

interest in the derivative:

Details of transactions giving rise to acquisition or disposal

Total number of transactions to which notice relates: 1

Details of transactions requiring disclosure-

Date of transaction:Friday, 5 November 2021

Nature of transaction: On market purchase of 128
ordinary shares in Genesis Energy

Limited in accordance with the

Genesis Energy Employee Share

Scheme

Name of any other party or parties to the transaction (if known):

The consideration, expressed in New Zealand dollars, paid or received for the acquisition

or disposal. If the consideration was not in cash and cannot be readily by converted into a

cash value, describe the consideration:

$3.24 per share

Number of financial products to which the transaction related: 128 ordinary shares

If the issuer has a financial products trading policy that prohibits directors or senior

managers from trading during any period without written clearance (a closed period)

include the following details—

Whether relevant interests were acquired or disposed of during a closed period:

N/A

Whether prior written clearance was provided to allow the acquisition or disposal to

proceed during the closed period:

Date of the prior written clearance (if any):

Summary of other relevant interests after acquisition or disposal:

Class of quoted financial products:

Ordinary shares in Genesis Energy

Limited

Nature of relevant interest:(1) Beneficial interest in

performance share rights pursuant

to the Genesis Energy

Performance Share Rights Plan

2019

(2) Beneficial interest in

performance share rights pursuant

to the Genesis Energy

Performance Share Rights Plan

2020

(3) Beneficial interest in

performance share rights pursuant

to the Genesis Energy

Performance Share Rights Plan

2021

(4) Legal and beneficial interest in

shares

For that relevant interest,-

Number held in class:

(1) N/A

(2) N/A

(3) N/A

(4) 88,529

Current registered holder(s):(1) N/A

(2) N/A

(3) N/A

(4) Tracey Elaine Hickman

For a derivative relevant interest,-

Type of derivative:

N/A

Details of derivative,-

The notional value of the derivative (if any) or the notional amount of underlying financial

products (if any):

A statement as to whether the derivative is cash settled or physically settled:

Maturity date of the derivative (if any):

Expiry date of the derivative (if any):

The price's specified terms (if any):

Any other details needed to understand how the amount of the consideration payable

under the derivative or the value of the derivative is affected by the value of the underlying

financial products:

For that derivative relevant interest,-

Parties to the derivative:

If the director or senior manager is not a party to the derivative, the nature of the relevant

interest in the derivative:

Certification
I certify that, to the best of my knowledge and belief, the information contained in this

disclosure is correct and that I am duly authorised to make this disclosure by all persons for

whom it is made.

Signature of director or officer:

Date of signature:

or

Signature of person authorised to sign on behalf of director or officer:

Isaac Taylor

Date of signature:

Monday, 22 November 2021

Name and title of authorised person:Isaac Taylor

Legal Counsel


Ongoing Disclosure Notice

Disclosure of Directors and Senior Managers Relevant Interests

Sections 297(2) and 298(2), Financial Markets Conduct Act 2013

To NZX Limited; and

Name of listed issuer: Genesis Energy Limited (GNE)

Date this disclosure made:

Monday, 22 November 2021

Date of last disclosure:

Tuesday, 19 October 2021

Director or senior manager giving disclosure

Full name(s):

James Magill

Name of listed issuer:

Genesis Energy Limited

Name of related body corporate (if applicable):

N/A

Position held in listed issuer:

Chief Digital Officer

Summary of acquisition or disposal of relevant interest (excluding specified derivatives)

Class of affected quoted financial products: Ordinary Shares in Genesis

Energy Limited (GNE)

Nature of the affected relevant interest(s):Beneficial interest in shares

acquired and held on trust for the

Senior Manager pursuant to the

Genesis Energy Employee Share

Scheme

For that relevant interest-

Number held in class before acquisition or disposal:8,866

Number held in class after acquisition or disposal:8,994

Current registered holder(s):On market purchase

Registered holder(s) once transfers are registered:CRS Nominees Limited

Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)

Type of affected derivative:

N/A

Class of underlying financial products:

Details of affected derivative-

The notional value of the derivative (if any) or the notional amount of underlying financial

products (if any):

N/A

A statement as to whether the derivative is cash settled or physically settled:

Maturity date of the derivative (if any):

Expiry date of the derivative(if any):

The price specified in the terms of the derivative (if any):

Any other details needed to understand how the amount of the consideration payable

under the derivative or the value of the derivative is affected by the value of the underlying

financial products:

For that derivative,-

Parties to the derivative:

If the director or senior manager is not a party to the derivative, the nature of the relevant

interest in the derivative:

Details of transactions giving rise to acquisition or disposal

Total number of transactions to which notice relates:

1

Details of transactions requiring disclosure-

Date of transaction:Friday, 5 November 2021

Nature of transaction: On market purchase of 128
ordinary shares in Genesis Energy

Limited in accordance with the

Genesis Energy Employee Share

Scheme

Name of any other party or parties to the transaction (if known):

The consideration, expressed in New Zealand dollars, paid or received for the acquisition

or disposal. If the consideration was not in cash and cannot be readily by converted into a

cash value, describe the consideration:

$3.24 per share

Number of financial products to which the transaction related: 128 ordinary shares

If the issuer has a financial products trading policy that prohibits directors or senior

managers from trading during any period without written clearance (a closed period)

include the following details—

Whether relevant interests were acquired or disposed of during a closed period:

N/A

Whether prior written clearance was provided to allow the acquisition or disposal to

proceed during the closed period:

Date of the prior written clearance (if any):

Summary of other relevant interests after acquisition or disposal:

Class of quoted financial products:

Ordinary shares in Genesis

Energy Limited

Nature of relevant interest:(1) Beneficial interest in

performance share rights pursuant

to the Genesis Energy

Performance Share Rights Plan

2019

(2) Beneficial interest in

performance share rights pursuant

to the Genesis Energy

Performance Share Rights Plan

2020

(3) Beneficial interest in

performance share rights pursuant

to the Genesis Energy

Performance Share Rights Plan

2021

(4) Legal and beneficial interest in

shares

For that relevant interest,-

Number held in class:

(1) N/A

(2) N/A

(3) N/A

(4) 52,923

Current registered holder(s):(1) N/A

(2) N/A

(3) N/A

(4) James Magill

For a derivative relevant interest,-

Type of derivative:

N/A

Details of derivative,-

The notional value of the derivative (if any) or the notional amount of underlying financial

products (if any):

A statement as to whether the derivative is cash settled or physically settled:

Maturity date of the derivative (if any):

Expiry date of the derivative (if any):

The price's specified terms (if any):

Any other details needed to understand how the amount of the consideration payable

under the derivative or the value of the derivative is affected by the value of the underlying

financial products:

For that derivative relevant interest,-

Parties to the derivative:

If the director or senior manager is not a party to the derivative, the nature of the relevant
interest in the derivative:

Certification

I certify that, to the best of my knowledge and belief, the information contained in this

disclosure is correct and that I am duly authorised to make this disclosure by all persons

for whom it is made.

Signature of director or officer:

Date of signature:

or

Signature of person authorised to sign on behalf of director or officer:

Isaac Taylor

Date of signature:

Monday, 22 November 2021

Name and title of authorised person:Isaac Taylor

Legal Counsel


Ongoing Disclosure Notice

Disclosure of Directors and Senior Managers Relevant Interests

Sections 297(2) and 298(2), Financial Markets Conduct Act 2013

To NZX Limited; and

Name of listed issuer: Genesis Energy Limited (GNE)

Date this disclosure made:

Monday, 22 November 2021

Date of last disclosure:

Tuesday, 19 October 2021

Director or senior manager giving disclosure

Full name(s):

Nicola Richardson

Name of listed issuer:

Genesis Energy Limited

Name of related body corporate (if applicable):

N/A

Position held in listed issuer:Chief People Officer

Summary of acquisition or disposal of relevant interest (excluding specified derivatives)

Class of affected quoted financial products: Ordinary Shares in Genesis

Energy Limited (GNE)

Nature of the affected relevant interest(s):Beneficial interest in shares

acquired and held on trust for the

Senior Manager pursuant to the

Genesis Energy Employee Share

Scheme

For that relevant interest-

Number held in class before acquisition or disposal:935

Number held in class after acquisition or disposal:1,012

Current registered holder(s):

On market purchase

Registered holder(s) once transfers are registered:

CRS Nominees Limited

Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)

Type of affected derivative:

N/A

Class of underlying financial products:

Details of affected derivative-

The notional value of the derivative (if any) or the notional amount of underlying financial

products (if any):

N/A

A statement as to whether the derivative is cash settled or physically settled:

Maturity date of the derivative (if any):

Expiry date of the derivative(if any):

The price specified in the terms of the derivative (if any):

Any other details needed to understand how the amount of the consideration payable

under the derivative or the value of the derivative is affected by the value of the underlying

financial products:

For that derivative,-

Parties to the derivative:

If the director or senior manager is not a party to the derivative, the nature of the relevant

interest in the derivative:

Details of transactions giving rise to acquisition or disposal

Total number of transactions to which notice relates:

1

Details of transactions requiring disclosure-

Date of transaction:Friday, 5 November 2021

Nature of transaction: On market purchase of 77 ordinary
shares in Genesis Energy Limited

in accordance with the Genesis

Energy Employee Share Scheme

Name of any other party or parties to the transaction (if known):

The consideration, expressed in New Zealand dollars, paid or received for the acquisition

or disposal. If the consideration was not in cash and cannot be readily by converted into a

cash value, describe the consideration:

$3.24 per share

Number of financial products to which the transaction related: 77 ordinary shares

If the issuer has a financial products trading policy that prohibits directors or senior

managers from trading during any period without written clearance (a closed period)

include the following details—

Whether relevant interests were acquired or disposed of during a closed period:

N/A

Whether prior written clearance was provided to allow the acquisition or disposal to

proceed during the closed period:

Date of the prior written clearance (if any):

Summary of other relevant interests after acquisition or disposal:

Class of quoted financial products:

Ordinary shares in Genesis Energy

Limited

Nature of relevant interest:(1) Beneficial interest in

performance share rights pursuant

to the Genesis Energy

Performance Share Rights Plan

2019

(2) Beneficial interest in

performance share rights pursuant

to the Genesis Energy

Performance Share Rights Plan

2020

(3) Beneficial interest in

performance share rights pursuant

to the Genesis Energy

Performance Share Rights Plan

2021

(4) Legal and beneficial interest in

shares

For that relevant interest,-

Number held in class:

(1) N/A

(2) N/A

(3) N/A

(4) 46,861

Current registered holder(s):(1) N/A

(2) N/A

(3) N/A

(4) Nicola Richardson

For a derivative relevant interest,-

Type of derivative:

N/A

Details of derivative,-

The notional value of the derivative (if any) or the notional amount of underlying financial

products (if any):

A statement as to whether the derivative is cash settled or physically settled:

Maturity date of the derivative (if any):

Expiry date of the derivative (if any):

The price's specified terms (if any):

Any other details needed to understand how the amount of the consideration payable

under the derivative or the value of the derivative is affected by the value of the underlying

financial products:

For that derivative relevant interest,-

Parties to the derivative:

If the director or senior manager is not a party to the derivative, the nature of the relevant
interest in the derivative:

Certification

I certify that, to the best of my knowledge and belief, the information contained in this

disclosure is correct and that I am duly authorised to make this disclosure by all persons

for whom it is made.

Signature of director or officer:

Date of signature:

or

Signature of person authorised to sign on behalf of director or officer:

Isaac Taylor

Date of signature:

Monday, 22 November 2021

Name and title of authorised person:Isaac Taylor

Legal Counsel

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.

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