D&O Ongoing Disclosure Notices
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer:
Genesis Energy Limited (GNE)
Date this disclosure made:
Monday, 22 November 2021
Date of last disclosure:
Wednesday, 3 November 2021
Director or senior manager giving disclosure
Full name(s):
Christopher Harding Jewell
Name of listed issuer:
Genesis Energy Limited
Name of related body corporate (if applicable):
N/A
Position held in listed issuer:
Chief Financial Officer (former)
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:
Ordinary Shares in Genesis Energy
Limited (GNE)
Nature of the affected relevant interest(s):
Legal and beneficial interest in
shares
For that relevant interest-
Number held in class before acquisition or disposal:
22,038
Number held in class after acquisition or disposal:
2,038
Current registered holder(s):
Christopher Harding Jewell
Registered holder(s) once transfers are registered:
On market disposal - current
registered holders unknown
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative:
N/A
Class of underlying financial products:
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying
financial products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative(if any):
The price specified in the terms of the derivative (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates:
The disposal of shares occurred via
93 on market transactions
Details of transactions requiring disclosure-
Date of transaction:
Multiple transactions undertaken
between 10 November 2021 and 12
November 2021
Nature of transaction:
On market disposals of an aggregate
of 20,000 ordinary shares in Genesis
Energy Limited
Name of any other party or parties to the transaction (if known):
The consideration, expressed in New Zealand dollars, paid or received for the
acquisition or disposal. If the consideration was not in cash and cannot be readily by
converted into a cash value, describe the consideration:
$3.15 - $3.18 per share
Number of financial products to which the transaction related:
20,000 ordinary shares
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:No
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
N/A
Date of the prior written clearance (if any):
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:
Ordinary shares in Genesis Energy
Limited
Nature of relevant interest:
(1) Beneficial interest in shares held
on trust for the Senior Manager
pursuant to the Genesis Energy
Employee Share Scheme
(2) Beneficial interest in shares
For that relevant interest,-
Number held in class:
(1) 13,623
(2) 15,230
Current registered holder(s):
(1) CRS Nominees Limited
(2) The Jewell Family Trust
For a derivative relevant interest,-
Type of derivative:N/A
Details of derivative,-
The notional value of the derivative (if any) or the notional amount of underlying
financial products (if any):
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price's specified terms (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative relevant interest,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Certification
I, certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all
persons for whom it is made.
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
Isaac Taylor
Date of signature:Monday, 22 November 2021
Name and title of authorised person:
Isaac Taylor
Legal Counsel
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer:
Genesis Energy Limited (GNE)
Date this disclosure made:
Monday, 22 November 2021
Date of last disclosure:
Tuesday, 19 October 2021
Director or senior manager giving disclosure
Full name(s):
Tracey Elaine Hickman
Name of listed issuer:
Genesis Energy Limited
Name of related body corporate (if applicable):
N/A
Position held in listed issuer:
Chief Customer Officer
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products: Ordinary Shares in Genesis
Energy Limited (GNE)
Nature of the affected relevant interest(s):Beneficial interest in shares
acquired and held on trust for the
Senior Manager pursuant to the
Genesis Energy Employee Share
Scheme
For that relevant interest-
Number held in class before acquisition or disposal:24,107
Number held in class after acquisition or disposal:24,235
Current registered holder(s):On market purchase
Registered holder(s) once transfers are registered:CRS Nominees Limited
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative:
N/A
Class of underlying financial products:
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying financial
products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative(if any):
The price specified in the terms of the derivative (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the underlying
financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the relevant
interest in the derivative:
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates: 1
Details of transactions requiring disclosure-
Date of transaction:Friday, 5 November 2021
Nature of transaction: On market purchase of 128
ordinary shares in Genesis Energy
Limited in accordance with the
Genesis Energy Employee Share
Scheme
Name of any other party or parties to the transaction (if known):
The consideration, expressed in New Zealand dollars, paid or received for the acquisition
or disposal. If the consideration was not in cash and cannot be readily by converted into a
cash value, describe the consideration:
$3.24 per share
Number of financial products to which the transaction related: 128 ordinary shares
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:
N/A
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
Date of the prior written clearance (if any):
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:
Ordinary shares in Genesis Energy
Limited
Nature of relevant interest:(1) Beneficial interest in
performance share rights pursuant
to the Genesis Energy
Performance Share Rights Plan
2019
(2) Beneficial interest in
performance share rights pursuant
to the Genesis Energy
Performance Share Rights Plan
2020
(3) Beneficial interest in
performance share rights pursuant
to the Genesis Energy
Performance Share Rights Plan
2021
(4) Legal and beneficial interest in
shares
For that relevant interest,-
Number held in class:
(1) N/A
(2) N/A
(3) N/A
(4) 88,529
Current registered holder(s):(1) N/A
(2) N/A
(3) N/A
(4) Tracey Elaine Hickman
For a derivative relevant interest,-
Type of derivative:
N/A
Details of derivative,-
The notional value of the derivative (if any) or the notional amount of underlying financial
products (if any):
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price's specified terms (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the underlying
financial products:
For that derivative relevant interest,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the relevant
interest in the derivative:
Certification
I certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons for
whom it is made.
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
Isaac Taylor
Date of signature:
Monday, 22 November 2021
Name and title of authorised person:Isaac Taylor
Legal Counsel
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer: Genesis Energy Limited (GNE)
Date this disclosure made:
Monday, 22 November 2021
Date of last disclosure:
Tuesday, 19 October 2021
Director or senior manager giving disclosure
Full name(s):
James Magill
Name of listed issuer:
Genesis Energy Limited
Name of related body corporate (if applicable):
N/A
Position held in listed issuer:
Chief Digital Officer
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products: Ordinary Shares in Genesis
Energy Limited (GNE)
Nature of the affected relevant interest(s):Beneficial interest in shares
acquired and held on trust for the
Senior Manager pursuant to the
Genesis Energy Employee Share
Scheme
For that relevant interest-
Number held in class before acquisition or disposal:8,866
Number held in class after acquisition or disposal:8,994
Current registered holder(s):On market purchase
Registered holder(s) once transfers are registered:CRS Nominees Limited
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative:
N/A
Class of underlying financial products:
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying financial
products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative(if any):
The price specified in the terms of the derivative (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the underlying
financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the relevant
interest in the derivative:
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates:
1
Details of transactions requiring disclosure-
Date of transaction:Friday, 5 November 2021
Nature of transaction: On market purchase of 128
ordinary shares in Genesis Energy
Limited in accordance with the
Genesis Energy Employee Share
Scheme
Name of any other party or parties to the transaction (if known):
The consideration, expressed in New Zealand dollars, paid or received for the acquisition
or disposal. If the consideration was not in cash and cannot be readily by converted into a
cash value, describe the consideration:
$3.24 per share
Number of financial products to which the transaction related: 128 ordinary shares
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:
N/A
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
Date of the prior written clearance (if any):
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:
Ordinary shares in Genesis
Energy Limited
Nature of relevant interest:(1) Beneficial interest in
performance share rights pursuant
to the Genesis Energy
Performance Share Rights Plan
2019
(2) Beneficial interest in
performance share rights pursuant
to the Genesis Energy
Performance Share Rights Plan
2020
(3) Beneficial interest in
performance share rights pursuant
to the Genesis Energy
Performance Share Rights Plan
2021
(4) Legal and beneficial interest in
shares
For that relevant interest,-
Number held in class:
(1) N/A
(2) N/A
(3) N/A
(4) 52,923
Current registered holder(s):(1) N/A
(2) N/A
(3) N/A
(4) James Magill
For a derivative relevant interest,-
Type of derivative:
N/A
Details of derivative,-
The notional value of the derivative (if any) or the notional amount of underlying financial
products (if any):
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price's specified terms (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the underlying
financial products:
For that derivative relevant interest,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the relevant
interest in the derivative:
Certification
I certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
Isaac Taylor
Date of signature:
Monday, 22 November 2021
Name and title of authorised person:Isaac Taylor
Legal Counsel
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer: Genesis Energy Limited (GNE)
Date this disclosure made:
Monday, 22 November 2021
Date of last disclosure:
Tuesday, 19 October 2021
Director or senior manager giving disclosure
Full name(s):
Nicola Richardson
Name of listed issuer:
Genesis Energy Limited
Name of related body corporate (if applicable):
N/A
Position held in listed issuer:Chief People Officer
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products: Ordinary Shares in Genesis
Energy Limited (GNE)
Nature of the affected relevant interest(s):Beneficial interest in shares
acquired and held on trust for the
Senior Manager pursuant to the
Genesis Energy Employee Share
Scheme
For that relevant interest-
Number held in class before acquisition or disposal:935
Number held in class after acquisition or disposal:1,012
Current registered holder(s):
On market purchase
Registered holder(s) once transfers are registered:
CRS Nominees Limited
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative:
N/A
Class of underlying financial products:
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying financial
products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative(if any):
The price specified in the terms of the derivative (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the underlying
financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the relevant
interest in the derivative:
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates:
1
Details of transactions requiring disclosure-
Date of transaction:Friday, 5 November 2021
Nature of transaction: On market purchase of 77 ordinary
shares in Genesis Energy Limited
in accordance with the Genesis
Energy Employee Share Scheme
Name of any other party or parties to the transaction (if known):
The consideration, expressed in New Zealand dollars, paid or received for the acquisition
or disposal. If the consideration was not in cash and cannot be readily by converted into a
cash value, describe the consideration:
$3.24 per share
Number of financial products to which the transaction related: 77 ordinary shares
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:
N/A
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
Date of the prior written clearance (if any):
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:
Ordinary shares in Genesis Energy
Limited
Nature of relevant interest:(1) Beneficial interest in
performance share rights pursuant
to the Genesis Energy
Performance Share Rights Plan
2019
(2) Beneficial interest in
performance share rights pursuant
to the Genesis Energy
Performance Share Rights Plan
2020
(3) Beneficial interest in
performance share rights pursuant
to the Genesis Energy
Performance Share Rights Plan
2021
(4) Legal and beneficial interest in
shares
For that relevant interest,-
Number held in class:
(1) N/A
(2) N/A
(3) N/A
(4) 46,861
Current registered holder(s):(1) N/A
(2) N/A
(3) N/A
(4) Nicola Richardson
For a derivative relevant interest,-
Type of derivative:
N/A
Details of derivative,-
The notional value of the derivative (if any) or the notional amount of underlying financial
products (if any):
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price's specified terms (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the underlying
financial products:
For that derivative relevant interest,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the relevant
interest in the derivative:
Certification
I certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
Isaac Taylor
Date of signature:
Monday, 22 November 2021
Name and title of authorised person:Isaac Taylor
Legal Counsel
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
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