Tower AUD FX Rate for 2021 Final Dividend

Level 5, 136 Fanshawe Street
Auckland 1142, New Zealand
ARBN 645 941 028
Incorporated in New Zealand




24 January 2022

Market Information Company Announcements Office
NZX Limited Australian Securities Exchange Limited
Level 2, NZX Centre Exchange Centre
11 Cable Street Level 6, 20 Bridge Street
Wellington Sydney NSW 2000
New Zealand Australia


Tower AUD FX Rate for Financial Year 2021 Final Dividend

On Wednesday 24 November 2021 Tower Limited (Tower) (NZX/ASX:TWR) announced a final dividend.

The foreign exchange rate used for Tower’s final dividend paid to Australian investors in AUD has been set $0.93032
AUD. Dividends will be paid on 2 February 2022.

Attached is an updated ASX Appendix 3A.1 Notification of Dividend/Distribution released to the ASX.

ENDS

This announcement has been authorised by the Tower Board.

Blair Turnbull
Chief Executive Officer
Tower Limited

For media enquiries, please contact in the first instance:
Emily Davies
Head of Corporate Affairs and Reputation
+64 21 815 149
emily.davies@tower.co.nz

This appendix is availabl e as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
29 June 2015 Page 1
+Rule 3.20.4, 15.3, Appendix 6A paragraph 1
Appendix 3A.1
Notification of dividend / distribution
Information or documents not available now must be given to ASX as soon as available. Information
and documents given to ASX become ASX’s property and may be made public.
Please note that two or more corporate actions on the same
+
security may not run with dif f erent record
dates if the timetables result in overlapping (but not identical) ex-periods. It is permissible to run
dif f erent corporate actions with the same record date except in the case of reorganisations –
consolidations/splits which cannot run at the same time as any other corporate action f or that entity.
*Denotes minimum inf ormation required f or f irst lodgement of this f orm.
**Denotes inf ormation that must be provided on or bef ore
+
business day 0 of the relevant Appendix 6A
or Appendix 7A timetable.
The balance of the inf ormation, where applicable, must be provided as soon as reasonably practicable
by the entity.
Where a dividend/distribution is announced at the same time as Appendix 4D, 4E or 4F the online
f orm relating to the dividend/distribution should be submitted af ter the Appendix 4D, 4E or 4F and
bef ore other material such as media releases or analyst presentations. Ref er to Guidance Note 14
ASX Market Announcements Platf orm.
Part 1 – Entity and announcement details
Question
no
Question Answer
1.1 *Name of entity Tower Limited
1.2 *Registration type and number
One of ABN/ARSN/ARBN/ACN or
other registration type and number (if
“other” please specify what type of
registration number has been
provided).
645941028
1.3 *ASX issuer code TWR
1.4 *The announcement is
Tick whichever is applicable.
Ad New announcement
✓ Update/amendment to previous
announcement
Ad Cancellation of previous announcement
1.4a *Reason f or update
Mandatory only if “Update” ticked in
Q1.4 above. A reason must be
provided for an update.
Conf irmation of the f oreign exchange rate used f or the
Tower Limited 2021 f inal dividend paid to Australian
investors in AUD has been set at $0.93032. Dividends
will be paid on 2 February 2022.
1.4b
*Date of previous
announcement to this update
Mandatory only if “Update” ticked in
Q1.4 above.
24/11/2021
1.4c *Reason f or cancellation
Mandatory only if “Cancellation” ticked
in Q1.4 above. If information has
previously been provided in Part 3D of
the form “Preference
+
security
distribution rate details” please also
confirm whether the rate changes
NA

This appendix is availabl e as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
29 June 2015 Page 2
remain in place for the
+
security or are
also cancelled.
1.4d
*Date of previous
announcement to this
cancellation
Mandatory only if “Cancellation” ticked
in Q1.4 above.
NA
1.5 *Date of this announcement
The date of lodgement of the form by
the entity via ASX Online.
24 January 2022
1.6
*Applicable ASX
+
security
code and description f or
dividend / distribution
Please select the
+
security to which
the notification applies. Only one
+
security can be selected for each
form.
ASX
+
security code: TWR
+
Security description: ORDINARY FULLY PAID
FOREIGN EXEMPT NZX

This appendix is availabl e as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
7 March 2016 Page 3
Part 2 – All dividends / distributions
Part 2A – Basic details
Questio
n No.
Question Answer
2A.1 *Type of dividend/distribution
Each form can only relate to one
+
record date
and payment date but may have multiple
types of payment for example an ordinary and
special dividend. Please note that
dividends/distributions for units, ETFs and
preference
+
securities are classified as
“Ordinary”.
✓ Ordinary (must be cash) Please complete Part
3A.
Ad Special (must be cash) Please complete Part 3B.
Ad Scrip (must be scrip) Please complete Part 3C.

2A.2 *The dividend/distribution:
Tick one only to indicate length of period to
which the dividend/distribution applies. ASX’s
system classifies interim/final
dividends/distributions as six monthly if both
are paid. If a final only is paid it is classified
as relating to a period of twelve months.
Where a scrip or special dividend/distribution
is paid at the same time as an ordinary
dividend/distribution it has the same period
classification as the ordinary.
If the dividend/distribution is special and/or
scrip only then “does not relate to a specific
period within the financial year in which it was
paid” may be applicable.
Ad relates to a period of one month.
Ad relates to a period of one quarter.
✓ relates to a period of six months.
Ad relates to a period of twelve months.
Ad does not relate to a specif ic period within the
f inancial year in which it was paid.
2A.3
*The dividend/distribution relates to
the f inancial reporting or payment
period ended/ending (date)
The period ended date must match the end
date of the reporting period of any Appendix
4D, 4E or 4F lodged by the entity at the same
time as this form and which includes the
details of the dividend/distribution announced
in this form. For preference
+
securities or
units of trusts or ETFs the period
ended/ending date may correspond to the
payment date and may be a future date. If a
special or scrip dividend/distribution is notified
at the same time as another
dividend/distribution which relates to a period
of one month, one quarter, six months or
twelve months then the special or scrip
dividend/distribution will be characterised with
the same period type and will have the same
period ended as that dividend/distribution. If
the dividend/distribution is special and/or scrip
only and “does not relate to a specific period
within the financial year in which it was paid”
has been ticked in Q2A.2, then a period
ended date may not be applicable.
30/09/2021
2A.4 *
+
Record date
The
+
record date must be at least four
+
business days from current date (refer
Appendix 6A paragraph 1). Please note that
the
+
record date and ex date cannot be
changed (even to postpone it or cancel it) any
later than 12 noon Sydney time on the day
before the previous ex date advised.
19/1/2022

This appendix is availabl e as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
7 March 2016 Page 4
2A.5 *Ex date
The ex date is one
+
business day before
+
record date (i.e.
+
business day 3 if the
+
record date is
+
business day 4). Refer to
Appendix 6A paragraph 1.
+
Securities will
trade “ex” dividend/distribution from the ex
date. Please note that the
+
record date and
ex date cannot be changed (even to postpone
it or cancel it) any later than 12 noon Sydney
time on the day before the previous ex date
advised.
18/01/2022
2A.6 *Payment date
The payment date must be after the
+
record
date. Refer to Appendix 6A paragraph 1. For
a scrip dividend/distribution this date will be
the same as the
+
issue date referred to in
Q3C.4 of this form. Please note that the
payment date cannot be changed (even to
postpone it or cancel it) any later than 12
noon Sydney time on the day of the previous
payment date advised.
2/2/2022
2A.7
*Are any of the below approvals
required f or the dividend/distribution
bef ore business day 0 of the
timetable?
•
+
Security holder approval
• Court approval
• Lodgement of court order with
+
ASIC
• ACCC approval
• FIRB approval
• Another approval/condition
external to the entity required to
be given/met bef ore business
day 0 of the timetable f or the
dividend/distribution.
If any of the above approvals apply to the
dividend/distribution before business day 0 of
the timetable, please answer ‘yes’ and
provide details at Q2A.7a. If “no” go to
Q2A.8.
The purpose of the question is to confirm that
relevant approvals are received prior to ASX
establishing an ex market in the
+
securities. If
the entity wishes to disclose approvals or
conditions which are to be resolved at a later
date it should use Part 5 “Further information”.
No
2A.7a Approvals
Select appropriate approval from drop down box as applicable. More than one approval can be selected. This
question refers only to events which take place before business day 0 of the timetable. The purpose of the
question is to confirm that relevant approvals are received prior to ASX establishing an ex market in the
+
securities.
The “Date for determination” is the date that you expect to know if the approval is given for example the date of the
+
security holder meeting in the case of
+
security holder approval or the date of the court hearing in the case of
court approval. If the entity wishes to disclose approvals or conditions which are to be resolved at a later date it
should use Part 5 “Further information”.

This appendix is availabl e as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
29 June 2015 Page 5
*Approval/condition
*Date f or
determination
*Is the date
estimated or
actual?
**Approval
received/
condition
met?
Only answer this
question when
you know the
outcome of the
approval –
please advise on
or before
+
business day 0
of the relevant
Appendix 6A or
Appendix 7A
timetable.
Comments
+
Security holder
approval
Estimated
OR
Actual
Yes
No

Court approval Estimated
OR
Actual
Yes
No

Lodgement of court
order with
+
ASIC
Estimated
OR
Actual
Yes
No

ACCC approval Estimated
OR
Actual
Yes
No

FIRB approval Estimated
OR
Actual
Yes
No

Other (please
specif y in
comment section)
Estimated
OR
Actual
Yes
No

2A.8
*Currency in which the
dividend/distribution is made
(“primary currency”)
Primary currency will be the currency in
which all other questions relating to the
dividend/distribution will appear excepting
those relating to payment in a different
currency. For dividends/distributions paid in
a currency other than AUD please answer
2A.9a-2A.9c. If the primary currency is NZD
please also complete Part 3F.
NZD - New Zealand Dollar

This appendix is availabl e as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
29 June 2015 Page 6
2A.9
*Total dividend/distribution payment
amount per
+
security (in primary
currency) f or all dividends/
distributions notif ied in this f orm
This amount should be the total of any
Ordinary, Scrip, Special and Supplementary
dividend/distribution announced using this
form. An estimate is only permitted in the
case of units of trusts, units of ETFs and
preference +securities.



NZD 0.02500000
2A.9a
AUD equivalent to total
dividend/distribution amount per
+
security
If primary currency is non-AUD.
If more than one dividend/distribution type is
included in this announcement (e.g. ordinary
and special), this total should be the total of
those types.
ASX publishes an AUD equivalent amount for
non-AUD
+
dividends/distributions. If this
amount is not provided by the entity it is
calculated and published using the RBA rate
of exchange on the day before the ex date.
The entity should only populate this question
if an actual amount is known. If amount not
known please answer 2A.9b. If known go to
2A.9c.
AUD 0.023258
2A.9b
If AUD equivalent not known, date
f or inf ormation to be released
If primary currency is non-AUD.

24/01/2022
2A.9c
FX rate (in f ormat AUD rate /
primary currency rate):
If primary currency is non-AUD.
NZD 1.07490000
2A.10
*Does the entity have arrangements
relating to the currency in which the
dividend/distribution is paid to
+
security holders that it wishes to
disclose to the market?
If “yes”, please complete Part 2B.
It is not mandatory to disclose currency
arrangements to the market. In particular, it
does not refer to arrangements made
between individual
+
security holders and the
share registry or entity on an ad hoc or one-
off basis and it does not refer to
arrangements offered by the registry
independently of the entity.
If the entity intends to disclose currency
arrangements to the market it must do so
through this form although it may supplement
the information in the form with further PDF
announcements.
Yes

This appendix is availabl e as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
29 June 2015 Page 7
2A.11
*Does the entity have a securities
plan f or dividends/distributions on
this security?
This information is required by Appendix 6A
paragraph 1. More than one option may be
selected. If the entity has a DRP please
answer Q2A.11a, if the entity has a BSP
please answer Q2A.11b, if the entity has
another
+
security plan please answer
Q2A.11c.
If the entity has a plan but it does not apply to
the security which is the subject of this form
the entity should answer “We do not have a
securities plan for dividends/distributions on
this security”.
Ad We have a Dividend/Distribution Reinvestment
Plan (DRP)
Ad We have a Bonus
+
Security Plan or equivalent
(BSP)
Ad We have another
+
security plan (Plan)
X=We do not have a securities plan for
dividends/distributions on this security

2A.11a
*If the entity has a DRP, is the DRP
applicable to this
dividend/distribution
This information is required by Appendix 6A
paragraph 1. If “yes”, please answer
Q2A.11a(i). If “no”, ASX will assume the
DRP is suspended for this
dividend/distribution.
NA
2A.11a(i) *DRP Status in respect of this
dividend/distribution
Please select one and complete Part 4A.
Note that “Full DRP” includes plans which
may have limited exceptions for example
exclusion of US or other foreign holders. The
term is designed primarily to distinguish
those plans which apply only to specific
subgroups of
+
security holders such as
“retail” holders.

Ad DRP f or retail
+
security holders only
The entity has a DRP which applies to this dividend/distribution
only for retail
+
security holders.
Ad Full DRP of f ered
The entity has a DRP which applies to this dividend/distribution
only for all
+
security holders.
Ad DRP subject to
+
security holder approval
The entity has a DRP which is active for this dividend/distribution
subject to
+
security holder approval.
2A.11b
*If the entity has a BSP, is the BSP
applicable to this
+
dividend/distribution?
This information is required by Appendix 6A
paragraph 1. If “yes”, please answer
Q2A.11b(i). If “no”, ASX will assume the
BSP is suspended for this
dividend/distribution.
NA
2A.11b(i) *BSP status in respect of this
dividend/distribution
Please select one and complete Part 4B. If
the entity has a BSP subject to
+
security
holder approval please choose the
appropriate box above and make a note of
the approval requirement in “Part 5 Further
information” at the end of this form.
Ad BSP f or retail
+
security holders only The entity has a
BSP which applies to this dividend/distribution only for retail
+
security holders.
Ad Full BSP of fered The entity has a BSP which applies to
this dividend/distribution only for all
+
security holders.
2A.11c
*If the entity has another
+
security
plan, is that
+
security plan
applicable to this
+
dividend/distribution?
If “yes” please complete Part 4C.
NA

This appendix is availabl e as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
7 March 2016 Page 8
2A.12
*Does the entity have tax
component inf ormation apart f rom
franking?
This refers to the information ordinarily
provided under Subdivision 12-H of Schedule
1 to the Tax Administration Act 1953. If “yes”
please complete Part 3E.
No
2A.13
Withholding tax rate applicable to
the dividend/distribution
For non-Australian entities.
ASX only captures the dividend/distribution
withholding tax rate in respect of
dividends/distributions paid by foreign
resident listed entities to Australian resident
+
security holders. If a dividend/distribution is
payable to an Australian resident
+
security
holder, please advise the applicable
dividend/distribution withholding tax rate
(assuming no exemptions are sought by and
granted to the holder). Should you wish to
provide further information please use Part 5
- Further information at the end of this form.
15.000000 %
Amended 29/06/15 Amended 07/03/16

Part 2B – Currency information
Part 2B to be completed if you answered “yes” to Q2A.10.
Question
No.
Question Answer
2B.1
*Does the entity def ault to
payment in certain currencies
dependent upon certain
attributes such as the banking
instruction or registered address
of the
+
security holder? (For
example NZD to residents of
New Zealand and/or USD to
residents of the U.S.A.)
Referred to as “default arrangements”.
This does not exclude other criteria –
banking instruction and registered
address are merely provided as
examples. This question should be
answered on the basis of the entity’s
policy applicable to all
+
security holders.
It does not refer to arrangements made
between individual
+
security holders and
the share registry or entity on an ad hoc
or one-off basis and it does not refer to
arrangements offered by the registry
independently of the entity.
If “yes” please fill out the balance of the
questions in Part 2B. If “no” fill out
question 2B.2 only.
Yes

This appendix is availabl e as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
29 June 2015 Page 9
2B.2
*Please provide a description of
your currency arrangements
If you have default arrangements please
provide an overview of how the
arrangement operates and answer
specific questions below about
currencies in which you pay, whether
there is a choice to receive a currency
other than the default, election dates,
where forms can be obtained etc.
If you do not have default arrangements
you should include here a complete
description of your currency
arrangements including when and
where any currency election should be
submitted. Listed entities in this
category are not required to disclose the
currencies in which they pay or publish
the foreign currency dividend amounts
(“payment currency equivalent amount
per security”) or foreign exchange rates.
You do not need to fill out any further
questions in Part 2B.
Payment to shareholders on the Australian register will
be calculated on the NZD/AUD f oreign exchange rate of
$0.93032
2B.2a
Other currency/currencies in
which the dividend/distribution
will be paid
If there is more than one payment
currency other than the primary
currency it is mandatory to advise the
additional currencies but not mandatory
to advise the payment currency
equivalent amount. If the entity wishes
it may advise this amount by way of
update when known. Note: if more than
one dividend/distribution type is included
in this announcement (e.g. ordinary and
special), the payment currency
equivalent amount should be the total of
those types and the equivalent of the
total amount in Q2A.9.
AUD - Australian Dollar
2B.2b
Please provide the exchange
rates used f or non-primary
currency payments
NZD/AUD 0.93032
2B.2c
If payment currency equivalent
and exchange rates not known,
date f or inf ormation to be
released
NA
2B.3
*Can the
+
security holder
choose to receive a currency
dif f erent to the currency they
would receive under the def ault
arrangements?
No
2B.3a
Please describe what choices
are available to a
+
security
holder to receive a currency
dif f erent to the currency they
would receive under the def ault
arrangements
For example if the
+
security holder
would receive AUD under the default
policy based upon an Australian bank
account being provided, can they
change this to NZD by providing a
banking instruction relating to a New
Zealand bank account?
NA

This appendix is availabl e as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
29 June 2015 Page 10
2B.3b
*Date and time by which any
document or communication
relating to the above
arrangements must be received
in order to be ef f ective f or this
dividend/distribution
Please enter the time in Sydney time
(i.e. AEST or, when daylight savings is
in operation, AEDST) using 24 hour
convention e.g. 6.00pm should be
entered as 18:00.
NA
2B.3c
Please provide a link to, or
indicate where relevant f orms
can be obtained and state how
and where they must be lodged.
NA
Amended 29/06/15

This appendix is availabl e as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
29 June 2015 Page 11
Part 3 – Dividend/distribution amounts per type and other details
Please state amounts in the dividend/distribution primary currency stated at Q2A.9.
Part 3A – Ordinary dividend/distribution
Part 3A to be completed if “Ordinary” selected in Q2A.1.
Question
No.
Question Answer
3A.1
*Is the ordinary
dividend/distribution estimated
at this time
If "yes” Q3A.1a + 3A.1a(i) must be
completed if “no” Q3A.1b must be
completed upon the first
announcement of a
+
dividend/distribution. An estimate is
only permitted in the case of units of
trusts, units of ETFs and preference
+
securities.
No
3A.1a
*Ordinary dividend/distribution
estimated amount per
+
security
Only permitted in the case of units of
trusts, units of ETFs and preference
+
securities.
NZD
3A.1a(i)
*Date that actual ordinary
amount will be announced
NA
3A.1b
*Ordinary dividend/distribution
amount per
+
security
Please provide the amount in the
primary currency.
NZD 0.02500000
3A.2
*Is the ordinary
dividend/distribution f ranked?
If “yes”, please answer Q3A.2a. If
“no” go straight to Q3A.3. This
question is not mandatory in relation
to units of trusts, units of ETFs and
preference
+
securities.
No
3A.2a
*Is the ordinary
dividend/distribution f ully
f ranked?
This question is not mandatory in
relation to units of trusts, units of ETFs
and preference
+
securities.
No
3A.3
*Percentage of ordinary
dividend/distribution that is
f ranked
Please provide the percentage to
which the dividend/distribution is
franked. (if 100% franked, then 100%,
if 100% unfranked then 0%). This
question is not mandatory in relation
to units of trusts, units of ETFs and
preference
+
securities.
0.0000%

This appendix is availabl e as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
29 June 2015 Page 12
3A.3a
*Applicable corporate tax rate
f or f ranking credit (%)
Do not answer for 100% unfranked
dividends/distributions.
Please provide the applicable
corporate tax rate. This question is
not mandatory in relation to units of
trusts, units of ETFs and preference
+
securities.
NA
3A.4
*Ordinary dividend/distribution
f ranked amount per
+
security
Amount of dividend/distribution that is
franked. Please provide the amount in
the primary currency. In the case of
dividends announced in conjunction
with Appendix 4D and 4E the franked
amount per
+
security must be
provided. This question is not
mandatory in relation to units of trusts,
units of ETFs and preference
+
securities. If the dividend/distribution
is 100% unfranked please answer
“$0.00”. 3A.4 franked amount + 3A.6
unfranked amount + 3A.7 conduit
foreign income amount should equal
3A.1b dividend/distribution amount per
security.
NZD 0.00000000
3A.5
*Percentage of ordinary
dividend/distribution that is
unf ranked
Please provide the percentage to
which the dividend/distribution is
unfranked (if 100% unfranked, then
100%. If 100% franked then 0%).
This question is not mandatory in
relation to units of trusts, units of ETFs
and preference
+
securities.
100.0000%
3A.6
*Ordinary dividend/distribution
unf ranked amount per
+
security excluding conduit
f oreign income amount
Amount of dividend/distribution that is
unfranked excluding any conduit
foreign income. Please provide the
amount in the primary currency. This
question is not mandatory in relation
to units of trusts, units of ETFs and
preference
+
securities. If the
dividend/distribution is fully franked
please answer “$0.00”. 3A.4 franked
amount + 3A.6 unfranked amount +
3A.7 conduit foreign income amount
should equal 3A.1b
dividend/distribution amount per
security.
NZD 0.02500000
3A.7
*Ordinary dividend/distribution
conduit f oreign income amount
per
+
security
For Australian entities only.
Please provide the amount in the
primary currency. This information is
required by Appendix 6A paragraph 1
in respect of dividends. This question
is not mandatory in relation to units of
NA

This appendix is availabl e as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
29 June 2015 Page 13
trusts, units of ETFs and preference
+
securities. 3A.4 franked amount +
3A.6 unfranked amount + 3A.7 conduit
foreign income amount should equal
3A.1b dividend/distribution amount per
security.
Amended 29/06/15

Part 3B – Special dividend/distribution
Part 3B to be completed if “Special” selected in Q2A.1.
Question
No.
Question Answer
3B.1
*Is the special
dividend/distribution estimated
at this time
If “yes” Q3B.1a + 3B.1a(i) must be
completed if “no” Q3B.1b must be
completed upon the first
announcement of a
+
dividend/distribution. An estimate is
only permitted in the case of units of
trusts, units of ETFs and preference
+
securities.
Y / N
3B.1a
*Special dividend/distribution
estimated amount per
+
security
Only permitted in the case of units of
trusts, units of ETFs and preference
+
securities. Please answer Q3F.2a(i).

3B.1a(i)
*Date that actual special
amount per
+
security will be
announced

Estimated or Actual
3B.1b
*Special dividend/distribution
amount per
+
security
Please provide the amount in the
primary currency.

3B.2
*Is special dividend/distribution
f ranked?
If “yes” please answer Q3B.2a. If “no”
go straight to Q3B.3. This question is
not mandatory in relation to units of
trusts, units of ETFs and preference
+
securities.
Y / N
3B.2a
*Is the special
dividend/distribution f ully
f ranked?
This question is not mandatory in
relation to units of trusts, units of ETFs
and preference
+
securities.
Y / N
3B.3
*Percentage of special
dividend/distribution that is
f ranked
Please provide the percentage to
which the dividend/distribution is
franked. (if 100% franked, then 100%,
if 100% unfranked then 0%). This
%

This appendix is availabl e as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
29 June 2015 Page 14
question is not mandatory in relation
to units of trusts, units of ETFs and
preference
+
securities.
3B.3a
*Applicable corporate tax rate
f or f ranking credit (%)
Do not answer for 100% unfranked
dividends/distributions.
Please provide the applicable
corporate tax rate. This question is
not mandatory in relation to units of
trusts, units of ETFs and preference
+
securities.
%
3B.4
*Special dividend/distribution
f ranked amount per
+
security
Amount of dividend/distribution that is
franked. Please provide the amount in
the primary currency. In the case of
dividends announced in conjunction
with Appendix 4D and 4E the franked
amount per
+
security must be
provided. This question is not
mandatory in relation to units of trusts,
units of ETFs and preference
+
securities. If the dividend/distribution
is 100% unfranked please answer
“$0.00”. 3B.4 franked amount + 3B.6
unfranked amount + 3B.7 conduit
foreign income amount should equal
3B.1b special dividend/distribution
amount per security.

3B.5
*Percentage of special
dividend/distribution that is
unf ranked
Please provide the percentage to
which the dividend/distribution is
unfranked (if 100% unfranked, then
100%. If 100% franked then 0%).
This question is not mandatory in
relation to units of trusts, units of ETFs
and preference
+
securities
%
3B.6
*Special dividend/distribution
unf ranked amount per
+security excluding conduit
f oreign income amount
Amount of dividend/distribution that is
unfranked. Please provide the
amount in the primary currency. This
question is not mandatory in relation
to units of trusts, units of ETFs and
preference
+
securities. If the
dividend/distribution is 100% franked
please answer “$0.00”. 3B.4 franked
amount + 3B.6 unfranked amount +
3B.7 conduit foreign income amount
should equal 3B.1b special
dividend/distribution amount per
security.

3B.7
*Special dividend/distribution
conduit f oreign income amount
per
+
security
For Australian entities only.
Please provide the amount in the
primary currency. This information is

This appendix is availabl e as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
29 June 2015 Page 15
required by Appendix 6A paragraph 1
in respect of dividends. This question
is not mandatory in relation to units of
trusts, units of ETFs and preference
+
securities. 3B.4 franked amount +
3B.6 unfranked amount + 3B.7 conduit
foreign income amount should equal
3B.1b special dividend/distribution
amount per security.
Amended 29/06/15

Part 3C – Scrip dividend/distribution
Part 3C to be completed if “Scrip” selected in Q2A.1.
Question
No.
Question Answer
3C.1
*Is the scrip
dividend/distribution estimated
at this time
If “yes” Q3C.1a + 3C.1a(i) must be
completed if “no” Q3C.1b must be
completed upon the first
announcement of a
+
dividend/distribution. An estimate is
only permitted in the case of units of
trusts, units of ETFs and preference
+
securities.
Y / N
3C.1a
*Scrip dividend/distribution
estimated amount per
+
security
Only permitted in the case of units of
trusts, units of ETFs and preference
+
securities.

3C.1a(i)
*Date that actual scrip amount
will be announced

3C.1b
*Scrip dividend/distribution
amount per
+
security
Please provide the amount in the
primary currency in dollar
denomination (or foreign currency
equivalent for foreign currency
dividends/distributions).

3C.2 *Scrip ratio
For example where you pay one
+
security for each five
+
securities held,
the answer is every 01.00 scrip
dividend/distribution
+
security will be
paid for each 05.00
+
securities held.
the scrip dividend/distribution will be on the basis that
___________________
+
security (/ies) will be paid f or
every
___________________
+
security (/ies) held
3C.3 *Scrip f raction rounding
Please select the appropriate
description of how fractions will be
handled. If you do not have a
rounding policy please choose
“Fractions rounded down to the
nearest whole number or fractions
disregarded”.
Ad Fractions rounded up to the next whole number
Ad Fractions rounded down to the nearest whole number
or f ractions disregarded
Ad Fractions sold and proceeds distributed
Ad Fractions of 0.5 and over rounded up
Ad Fractions over 0.5 rounded up

This appendix is availabl e as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
29 June 2015 Page 16
3C.4
Scrip dividend/distribution
+
securities
+
issue date
This is the date on which the scrip
dividend
+
securities are entered into
the holdings of holders entitled to the
dividend/distribution. This is usually
the same as the payment date –
Q2.A6.

3C.5
*Will the scrip
dividend/distribution
+
securities be a new issue
If “yes” please answer Q3C.5a. If “no”
go straight to Q3C.6.
Y / N
3C.5a
*Do the scrip
dividend/distribution
+
securities rank pari passu
f rom
+
issue date?
Pari passu means “on an equal
footing” for example if the +securities
will not receive an upcoming payment
that existing
+
securities in the same
class will receive, they do not rank pari
passu. If “yes” please answer
Q3C.5b. If “no” go straight to Q3C.6.
Y / N
3C.5b *Non-ranking period end date
The date at the end of the
dividend/distribution period (i.e. the
period specified in item 2A.3 or
another period as the case may be)
after which the issued
+
securities rank
equal (i.e. pari passu) for the next
announced dividend/distribution. For
example, if the new
+
securities are not
entitled to participate in a dividend
announced for the period ending 30
June 2013, but are entitled to any
dividend announced thereafter, then
the answer to this question is 30 June
2013.

3C.6
*Is scrip dividend/distribution
f ranked
If “yes” please answer Q3C.6a. If “no”
go straight to Q3C.7. This question is
not mandatory in relation to units of
trusts, units of ETFs and preference
+
securities.
Y / N
3C.6a
*Is the scrip
dividend/distribution f ully
f ranked
This question is not mandatory in
relation to units of trusts, units of ETFs
and preference
+
securities.
Y / N
3C.7
*Percentage of scrip
dividend/distribution that is
f ranked
Please provide the percentage to
which the dividend/distribution is
franked. (if 100% franked, then 100%,
if 100% unfranked then 0%). This
question is not mandatory in relation
to units of trusts, units of ETFs and
preference
+
securities.
%

This appendix is availabl e as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
29 June 2015 Page 17
3C.7a
*Applicable corporate tax rate
f or f ranking credit (%)
Do not answer for 100% unfranked
dividends/distributions.
Please provide the applicable
corporate tax rate. This question is
not mandatory in relation to units of
trusts, units of ETFs and preference
+
securities.
%
3C.8
*Scrip dividend/distribution
f ranked amount per
+
security
Amount of dividend/distribution that is
franked. Please provide the amount in
the primary currency. In the case of
dividends announced in conjunction
with Appendix 4D and 4E the franked
amount per
+
security must be
provided. This question is not
mandatory in relation to units of trusts,
units of ETFs and preference
+
securities. If the dividend/distribution
is 100% unfranked please answer
“$0.00”. 3C.8 franked amount +
3C.10 unfranked amount + 3C.11
conduit foreign income amount should
equal 3C.1b scrip dividend/distribution
amount per security.

3C.9
*Percentage of scrip
dividend/distribution that is
unf ranked
Please provide the percentage to
which the dividend/distribution is
unfranked (if 100% unfranked, then
100%. If 100% franked then 0%).
This question is not mandatory in
relation to units of trusts, units of ETFs
and preference
+
securities.
%
3C.10
*Scrip dividend/distribution
unf ranked amount per
+
security excluding conduit
foreign income amount
Amount of dividend/distribution that is
unfranked. Please provide the
amount in the primary currency. This
question is not mandatory in relation
to units of trusts, units of ETFs and
preference
+
securities. If the
dividend/distribution is fully franked
please answer “$0.00”. 3C.8 franked
amount + 3C.10 unfranked amount +
3C.11 conduit foreign income amount
should equal 3C.1b scrip
dividend/distribution amount per
security.

3C.11
*Scrip dividend/distribution
conduit f oreign income amount
per
+
security
For Australian entities only.
Please provide the amount in the
primary currency. This information is
required by Appendix 6A paragraph 1
in respect of dividends. This question
is not mandatory in relation to units of
trusts, units of ETFs and preference

This appendix is availabl e as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
29 June 2015 Page 18
+
securities. Not applicable for non-
Australian entities. 3C.8 franked
amount + 3C.10 unfranked amount +
3C.11 conduit foreign income amount
should equal 3C.1b scrip
dividend/distribution amount per
security.
Amended 29/06/15

Part 3D – Preference
+
security distribution rate details
Part 3D to be completed if the dividend/distribution is for a preference
+
security.
Question
No.
Question Answer
3D.1 Start date of payment period
The day specified should be the first
day included in the interest period.

3D.2 End date of payment period
The day specified should be the last
day included in the interest period.

3D.3
Date dividend/distribution rate
is set

3D.4
Describe how the date that
dividend/distribution rate is set
is determined
Please describe how the date for
setting the dividend/distribution date is
determined, for example the first day
of each quarter of the calendar year.

3D.5
Number of days in the
dividend/distribution period

3D.6 Dividend/distribution base rate %
3D.7
Comments on how
dividend/distribution base rate
is set
You may provide information on how
the base rate is set.

3D.8 Dividend/distribution margin %
3D.9
Comments on how
dividend/distribution margin is
set
You may provide information on how
the margin is set.

3D.10
Any other rate used in
calculating
dividend/distribution rate
Any other rate used in calculating the
dividend/distribution rate, other than
the base rate and margin, for the
+
securities – expressed as a
percentage. This may be a positive or
negative number. Together the base
rate, margin and other rate should add
up to the total dividend/distribution
%

This appendix is availabl e as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
29 June 2015 Page 19
rate for the period.
3D.11
Comments on how other rate
used in calculating
dividend/distribution rate is set

3D.12
Total dividend/distribution rate
f or the period (pa)
Please provide the total
dividend/distribution payment rate (per
annum). The rate should be the
addition of base rate, margin and any
other rate applied in calculating total
dividend/distribution rate.
%
3D.13
Comment on how total
distribution rate is set

Amended 29/06/15

Part 3E – Other – distribution components / tax
Part 3E to be completed if you answered “yes” to Q2A.12.
Question
No.
Question Answer
3E.1
Please indicate where and
when inf ormation about tax
components can be obtained
(you may enter a url)
If the entity is required to provide
information regarding taxation, for
example the notice for the purpose of
Subdivision 12-H of Schedule 1 of the
Taxation Administration Act 1953
(Cth), please indicate here where it
may be found and/or when the entity
expects to announce this information.


Part 3F – NZD dividend/distribution – supplementary dividend/distribution
Part 3F to be completed for dividends/distributions whose primary currency is NZD.
Question
No.
Question Answer
3F.1
Is a supplementary
dividend/distribution payable?
If “yes please answer 3F.2, if “no”,
Q3F.2 – 3F.7 are not applicable.
No
3F.2
Is the supplementary
dividend/distribution estimated
at this time?
If “yes” please answer Q3F.2a(i) and
Q3F.2a(ii). If “no” go to Q3F.2b.
Please answer either Q3f.2a +
3F.2a(i) or Q3F.2b. An estimate is
only permitted in the case of units of
trusts, units of ETFs and preference
+
securities.
Y / N

This appendix is availabl e as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
29 June 2015 Page 20
3F.2a
Supplementary
dividend/distribution
estimated amount per
+
security
Please provide the amount in NZD.
Please answer Q3F.2a(i). An
estimate is only permitted in the case
of units of trusts, units of ETFs and
preference
+
securities.

3F.2a(i)
Date that actual
supplementary
dividend/distribution amount
per
+
security will be
announced


Estimated or actual
3F.2b
Supplementary
dividend/distribution amount
per
+
security
Please provide the amount in NZD.
Please answer either 3Qf.2a +
3F.2a(i) or Q3F.2b.

3F.3
Is the supplementary
dividend/distribution f ranked?
Y / N
3F.3a
Is the supplementary
dividend/distribution f ully
franked?
Y / N
3F.4
Percentage of supplementary
dividend/distribution that is
f ranked
Please provide the percentage to
which the dividend/distribution is
franked. (if 100% franked, then 100%,
if 100% unfranked then 0%).
%
3F.4a
Applicable corporate tax rate
f or f ranking credit (%)
Do not answer for 100% unfranked
dividends/distributions.
Please provide the applicable
corporate tax rate.
%
3F.5
Supplementary
dividend/distribution f ranked
amount per
+
security
Amount of dividend/distribution that is
franked. Please provide the amount in
the primary currency. In the case of
dividends announced in conjunction
with Appendix 4D and 4E the franked
amount per
+
security must be
provided. If the dividend/distribution is
100% unfranked please answer
“$0.00”. 3F.5 franked amount + 3F.7
unfranked amount should equal 3F.2b
supplementary dividend/distribution
amount per security.

This appendix is availabl e as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
29 June 2015 Page 21
3F.6
Percentage of supplementary
dividend/distribution that is
unf ranked
Please provide the percentage to
which the dividend/distribution is
unfranked (if 100% unfranked, then
100%).
%
3F.7
Supplementary
dividend/distribution unf ranked
amount per
+
security
Amount of dividend/distribution that is
franked. Please provide the amount in
the primary currency. In the case of
dividends announced in conjunction
with Appendix 4D and 4E the franked
amount per
+
security must be
provided. If the dividend/distribution is
100% unfranked please answer
“$0.00”. 3F.5 franked amount + 3F.7
unfranked amount should equal 3F.2b
supplementary dividend/distribution
amount per security.

Amended 29/06/15

This appendix is availabl e as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
29 June 2015 Page 22
Part 4 – Dividend/distribution Reinvestment Plan (DRP) / Bonus
+
Security Plan (BSP) / Other Plan
Currencies used in this part are primary currency as advised at Q2A.8.
Part 4A – Dividend/distribution Reinvestment Plan (DRP)
Part 4A to be completed if “DRP” selected at Q2A.11 and you answered “yes” to Q2A.11a – “the DRP
applies to this dividend/distribution”.
Question
No.
Question Answer
4A.1
*What is the def ault option if
+
security holders do not
indicate whether they want to
participate in the DRP?
A d Participation in DRP (i.e.
+
securities issued)
A d Do not participate in DRP(i.e. cash payment)

4A.2
*Last date and time f or
lodgement of election notices
to share registry under DRP
This information is required by
Appendix 6A paragraph 1. Appendix
6A mandates a last election date of at
least 1
+
business day after the
+
record
date. Please enter the time in Sydney
time (i.e. AEST or, when daylight
savings is in operation, AEDST); using
24 hour convention e.g. 6.00pm
should be entered as 18:00.

4A.3 *DRP discount rate
This information is required by
Appendix 6A paragraph 1. If there is
no discount please answer “0%”. One
of either Q4A.3 or Q4A.4 must be
answered.
%
4A.4
*Period of calculation of
reinvestment price
This information is required by
Appendix 6A paragraph 1. One of
either Q4A.3 or Q4A.4 must be
answered. If you do not know the
dates for calculating the reinvestment
price but can describe the
methodology please answer question
Q4A.5.
Start date:
End date:
4A.5
*DRP price calculation
methodology
Please describe the methodology for
determining the DRP period of
calculation of reinvestment price or for
calculating the DRP price where
another methodology is used.

4A.6
DRP price (including any
discount)
Please provide the amount in the
primary currency.

This appendix is availabl e as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
29 June 2015 Page 23
4A.7 DRP
+
securities
+
issue date
This date is the date on which the
DRP
+
securities are entered into the
holdings of DRP participants. This is
usually the same as the payment date
–Q2A.6.

4A.8
*Will DRP
+
securities be a new
issue?
If “yes” please answer Q4A.8a, if “no”
go to Q4A.9.
Y / N
4A.8a
*Do DRP
+
securities rank pari
passu f rom
+
issue date
Pari passu means “on an equal
footing” for example if the
+
securities
will not receive an upcoming payment
that existing
+
securities in the same
class will receive, they do not rank pari
passu. If “no” please answer Q4A.8b,
if “yes” go to Q4A.9.
Y / N
4A.8b *Non-ranking period end date
The date at the end of the
dividend/distribution period (i.e. the
period specified in item 2A.3 or
another period as the case may be)
after which the issued
+
securities rank
equal (i.e. pari passu) for the next
announced dividend/distribution. For
example, if the new
+
securities are not
entitled to participate in a dividend
announced for the period ending 30
June 2013, but are entitled to any
dividend announced thereafter, then
the answer to this question is 30 June
2013.

4A.9
Is there a minimum dollar
amount or number of
+
securities required f or DRP
participation?
If “yes”, please answer Q4A.9a-4A.9b,
if “no” go to 4A.10.
Y / N
4A.9a
Minimum number of
+
securities required f or DRP
participation

4A.9b
Minimum amount f or DRP
participation
Please provide the amount in the
primary currency.

4A.10
Is there a maximum dollar
amount or number of
+
securities required f or DRP
participation?
If “yes”, please answer Q4A.10a -
Q4A.10d, if “no” go to 4A.11.
Y / N
4A.10a
Maximum number of
+
securities required f or DRP
participation

This appendix is availabl e as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
29 June 2015 Page 24
4A.10b
Maximum amount f or DRP
participation
Please provide the amount in the
primary currency.

4A.10c
Maximum amount/or number
f or DRP participation will be
applied at benef icial level
For example if a trustee holds for
more than one beneficial owner can
the trustee apply for each beneficial
owner to have the maximum applied
to their beneficial entitlement instead
of the maximum being applied to the
registered holding of the trustee?
Y / N
4A.10d
Instructions regarding
application of limits at
benef icial level
Please provide instructions for
trustees to notify beneficial holdings
for the purpose of applying DRP limits.

4A.11
Are there any other conditions
applying to DRP participation?
If “yes”, please answer Q4A.11a, if
“no” go to 4A.12.
Y / N
4A.11a
Conditions f or DRP
participation
Please describe any other conditions
for participation in the DRP for
example residence in a certain
country.

4A.12
Link to a copy of the DRP
rules
Please provide a url link to the DRP
rules.

4A.13
Further inf ormation about the
DRP

Amended 29/06/15

Part 4B –Bonus
+
Security Plan or equivalent (BSP)
Part 4B to be completed if “BSP” selected at Q2A.11 and you answered “yes” to Q2A.11b – “the BSP
applies to this dividend/distribution”.
Question
No.
Question Answer
4B.1
*What is the def ault option if
+
security holders do not
indicate whether they want to
participate in the BSP?
Ad Participation in BSP (i.e.
+
securities issued)
Ad Do not participate in BSP(i.e. cash payment)

4B.2
*Last date and time f or
lodgement of election notices
to share registry under BSP
This information is required by

This appendix is availabl e as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
29 June 2015 Page 25
Appendix 6A paragraph 1. Appendix
6A mandates a last election date of at
least 1
+
business day after the
+
record
date. Please enter the time in Sydney
time (i.e. AEST or, when daylight
savings is in operation, AEDST); using
24 hour convention e.g. 6.00pm
should be entered as 18:00.
4B.3 *BSP discount rate
This information is required by
Appendix 6A paragraph 1. If there is
no discount please answer “0%”. One
of either Q4B.3 or Q4B.4 must be
answered.
%
4B.4
*Period of calculation of BSP
price
This information is required by
Appendix 6A paragraph 1. One of
either Q4B.3 or Q4B.4 must be
answered. If you do not know the
dates for calculating the BSP price but
can describe the methodology please
answer question Q4B.5.
Start date:
End date:
4B.5
*BSP price calculation
methodology
Please describe the methodology for
determining the period of calculation
of BSP price or for calculating the BSP
price where another methodology is
used.

4B.6
BSP price (including any
discount)
Please provide the amount in the
primary currency.

4B.7 BSP
+
securities
+
issue date
This date is the date on which the
BSP
+
securities are entered into the
holdings of BSP participants. This is
usually the same as the payment date
– Q2A.6.

4B.8
*Will BSP
+
securities be a new
issue
If “yes” please answer Q4B.8a, if “no”
go to Q4B.9.
Y / N
4B.8a
*Do BSP
+
securities rank pari
passu f rom
+
issue date?
Pari passu means “on an equal
footing” for example if the
+
securities
will not receive an upcoming payment
that existing
+
securities in the same
class will receive, they do not rank pari
passu. If “no” please answer Q4B.8b,
if “yes” go to Q4B.9.
Y / N
4B.8b *Non-ranking period end date
The date at the end of the
dividend/distribution period (i.e. the
period specified in item 2A.3 or
another rperiod as the case may be)
after which the issued
+
securities rank
equal (i.e. pari passu) for the next

This appendix is availabl e as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
29 June 2015 Page 26
announced dividend/distribution. For
example, if the new
+
securities are not
entitled to participate in a dividend
announced for the period ending 30
June 2013, but are entitled to any
dividend announced thereafter, then
the answer to this question is 30 June
2013.
4B.9
Is there a minimum dollar
amount or number of
+
securities required f or BSP
participation
If “yes”, answer Q4B.9a – 4B.9b, if
“no” go to 4B.10.
Y / N
4B.9a
Minimum number of
+
securities required f or BSP
participation

4B.9b
Minimum amount f or BSP
participation
Please provide the amount in the
primary currency.

4B.10
Is there a maximum dollar
amount or number of
+
securities required f or BSP
participation?
If “yes”, please answer Q4B.10a -
4B.10d, if “no” go to 4B.11.
Y / N
4B.10a
Maximum number of
+
securities required f or BSP
participation

4B.10b
Maximum amount f or BSP
participation
Please provide the amount in the
primary currency.

4B.10c
Maximum amount/or number
f or BSP participation will be
applied at benef icial level
For example if a trustee holds for
more than one beneficial owner can
the trustee apply for each beneficial
owner to have the maximum applied
to their beneficial entitlement instead
of the maximum being applied to the
registered holding of the trustee?
Y / N
4B.10d
Instructions regarding
application of limits at
benef icial level
Please provide instructions for
trustees to notify beneficial holdings
for the purpose of applying BSP limits.

4B.11
Are there any other conditions
applying to BSP participation
If “yes”, please answer Q4B.11a, if
“no” go to 4B.12.
Y / N

This appendix is availabl e as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
29 June 2015 Page 27
4B.11a
Conditions f or BSP
participation
Please describe any other conditions
for participation in the BSP for
example residence in a certain
country.

4B.12 Link to a copy of the BSP rules
Please provide a url link to the BSP
rules.

4B.13
Further inf ormation about the
BSP

Amended 29/06/15

Part 4C – Other Plan
Part 4C to be completed if “another plan” selected at Q2A.11 and you answered “yes” to Q2A.11c –
“the Plan applies to this dividend/distribution”.
Question
No.
Question Answer
4C.1 *Name of the Plan
4C.2
*What is the def ault option if
+
security holders do not
indicate whether they want to
participate in the Plan?
Ad Participation in Plan (i.e.
+
securities issued)
Ad Do not participate in Plan (i.e. cash payment)

4C.3
*Last date and time f or
lodgement of election notices
to share registry under Plan
This information is required by
Appendix 6A paragraph 1. Appendix
6A mandates a last election date of at
least 1
+
business day after the
+
record
date. Please enter the time in Sydney
time (i.e. AEST or, when daylight
savings is in operation, AEDST); using
24 hour convention e.g. 6.00pm
should be entered as 18:00.

4C.4 *Plan discount rate
If there is no discount please answer
“0%”. One of either Q4C.4 or Q4C.5
must be answered.
%
4C.5
*Period of calculation of Plan
price
One of either Q4C.4 or Q4C.5 must be
answered. If you do not know the
dates for calculating the Plan price but
can describe the methodology please
answer question Q4C.5.
Start date:
End date:
4C.6
*Plan price calculation
methodology
Please describe the methodology for
determining the period of calculation
of Plan price or for calculating the Plan
price where another methodology is
used.

This appendix is availabl e as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
29 June 2015 Page 28
4C.7
Plan price (including any
discount)
Please provide the amount in the
primary currency.

4C.8 Plan
+
securities
+
issue date
This date is the date on which the
Plan
+
securities are entered into the
holdings of Plan participants. This is
usually the same as the payment date
– Q2A.6.

4C.9
*Will Plan
+
securities be a new
issue
If “yes” please answer Q4C.9a, if “no”
go to 4C.10.
Y / N
4C.9a
*Do Plan
+
securities rank pari
passu f rom
+
issue date?
Pari passu means “on an equal
footing” for example if the
+
securities
will not receive an upcoming payment
that existing
+
securities in the same
class will receive, they do not rank pari
passu. If “no” please answer Q4C.9b,
if “yes” go to Q4C.10.
Y / N
4C.9b *Non-ranking period end date
The date at the end of the
dividend/distribution period (i.e. the
period specified in item 2A.3 or
another period as the case may be)
after which the issued
+
securities rank
equal (i.e. pari passu) for the next
announced dividend/distribution. For
example, if the new
+
securities are not
entitled to participate in a dividend
announced for the period ending 30
June 2013, but are entitled to any
dividend announced thereafter, then
the answer to this question is 30 June
2013.

4C.10
Is there a minimum dollar
amount or number of
+
securities required f or Plan
participation?
If “yes”, please answer Q4C.10a –
4C.10b, if “no” go to 4C.11.
Y / N
4C.10a
Minimum number of
+
securities required f or Plan
participation

4C.10b
Minimum amount f or Plan
participation
Please provide the amount in the
primary currency.

4C.11
Is there a maximum dollar
amount or number of
+
securities required f or Plan
participation?
If “yes”, please answer Q4C.11a -
4C.11d, if “no” go to 4C.12.
Y / N

This appendix is availabl e as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
29 June 2015 Page 29
4C.11a
Maximum number of
+
securities required f or Plan
participation

4C.11b
Maximum amount f or Plan
participation
Please provide the amount in the
primary currency.

4C.11c
Maximum amount/or number
f or Plan participation will be
applied at benef icial level
For example if a trustee holds for
more than one beneficial owner can
the trustee apply for each beneficial
owner to have the maximum applied
to their beneficial entitlement instead
of the maximum being applied to the
registered holding of the trustee?
Y / N
4C.11d
Instructions regarding
application of limits at
benef icial level
Please provide instructions for
trustees to notify beneficial holdings
for the purpose of applying Plan limits.

4C.12
Are there any other conditions
applying to Plan participation?
If “yes”, please answer Q4C.12a, if
“no” go to 4C.13.
Y / N
4C.12a
Conditions f or Plan
participation
Please describe any other conditions
for participation in the Plan for
example residence in a certain
country.

4C.13 Link to a copy of the Plan rules
Please provide a url link to the Plan
rules.

4C.14
Further inf ormation about the
Plan

Amended 29/06/15

This appendix is availabl e as an online form Appendix 3A.1
Notification of dividend / distribution
+ See chapter 19 for defined terms
29 June 2015 Page 30
Part 5 – Further Information
Question
No.
Question Answer
5.1
Please provide any f urther
inf ormation applicable to this
dividend/distribution


Introduced 22/09/14