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SPH Notice – JP Morgan Chase & Co. and its affiliates

Substantial Holder Notice21 March 2022ARBIndustrials

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Disclosure of ceasing to have substantial holding

Section 279, Financial Markets Conduct Act 2013

Note: This form must be completed in accordance with the instructions at the end of the

form.

To New Zealand Stock Exchange

and

To ArborGen Holdings Limited

Date this disclosure made: 21 March 2022

Date last disclosure made: 18 March 2022

Date on which substantial holding ceased: 17 March 2022

Substantial product holder(s) giving disclosure

Full name(s): JP Morgan Chase & Co. and its affiliates

Summary of previous substantial holding

Class of quoted voting products: Ordinary Shares

Summary for J.P. MORGAN SECURITIES LLC, JPMORGAN CHASE BANK, N.A.

For last disclosure, —

(a) total number held in class: 28,970,715

(b) total in class: 501,486,758

(c) total percentage held in class: 5.78%

For current holding after ceasing to have substantial holding, —

(a) total number held in class: 7,157,466

(b) total in class: 501,486,758

(c) total percentage held in class: 1.43%








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Details of transactions and events giving rise to ceasing of substantial holding

Details of the transactions or other events requiring disclosure: Refer to Appendix

Additional information

Address(es) of substantial product holder(s):

Name Address

JPMorgan Chase & Co. 383 Madison Avenue, New York, New York, NY, 10179, United States

J.P. Morgan Securities LLC 383 Madison Ave., New York, New York, NY, 10179, United States

JPMORGAN CHASE BANK, N.A.

1111 Polaris Parkway, Columbus, Delaware, OH, 43240, United States

Contact details: Jignesh Gandhi (Ph#: +914068521543) , APAC_Compliance_DOI_India@jpmorgan.com

*Nature of connection between substantial product holders:

Substantial security holders Nature of association

J.P. MORGAN SECURITIES LLC Subsidiary of JPMorgan Chase & Co.

JPMORGAN CHASE BANK, N.A. Subsidiary of JPMorgan Chase & Co.


Name of any other person believed to have given, or believed to be required to give, a

disclosure under the Financial Markets Conduct Act 2013 in relation to the financial

products to which this disclosure relates: NA

Certification

I, Vasim Pathan, certify that, to the best of my knowledge and belief, the information

contained in this disclosure is correct and that I am duly authorised to make this disclosure

by all persons for whom it is made.

TRADES FOR RELEVANT PERIODAppendix
Transaction DateEntityProduct TypeType of TransactionQuantityPrice (NZD)Consideration (in NZD)

Balance at start of relevant period28,970,715

17-Mar-22J.P. MORGAN SECURITIES LLCEquityShares recalled from rehypothecation(21,813,249)

-

-$

Balance at end of relevant period7,157,466

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Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.

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