Application for quotation of securities – ANZ
Application for quotation of +securities
Application for quotation of +securities
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Announcement Summary
Entity name
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Announcement Type
New announcement
Date of this announcement
Monday November 21, 2022
The +securities to be quoted are:
Total number of +securities to be quoted
ASX +security
codeSecurity description
Number of +securities to
be quotedIssue date
ANZORDINARY FULLY PAID1,000,73314/11/2022
Refer to next page for full details of the announcement
+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities
being converted
Application for quotation of +securities
Application for quotation of +securities
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Part 1 - Entity and announcement details
1.1 Name of entity
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix
2A of the ASX Listing Rules.
1.2 Registered number type
ABN
Registration number
11005357522
1.3 ASX issuer code
ANZ
1.4 The announcement is
1.5 Date of this announcement
21/11/2022
New announcement
Application for quotation of +securities
Application for quotation of +securities
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Part 2 - Type of Issue
2.1 The +securities to be quoted are:
2.2 The +securities to be quoted are:
Additional +securities in a class that is already quoted on ASX ("existing class")
+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities
being converted
Application for quotation of +securities
Application for quotation of +securities
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Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an
Appendix 3B
Existing +securities converting into additional +securities in an existing class
FROM (Existing Class)
ASX +security code and description
ANZAA : OPTIONS/RIGHTS
TO (Existing Class)
ASX +security code and description
ANZ : ORDINARY FULLY PAID
Please state the number of options
that were exercised or other
+convertible securities that were
converted
1,000,733
The first date the options were
exercised or other +convertible
securities were converted
14/11/2022
The last date the options were
exercised or other +convertible
securities were converted
22/11/2022
Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been
exercised or have all of those convertible securities now been converted)?
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being
satisfied by:
The underlying securities being received by the holder are:
Were the options being exercised or other +convertible securities being converted issued under an +employee
incentive scheme?
Are any of the options being exercised or other +convertible securities being converted held by +key management
personnel (KMP) or an +associate?
Provide details of the KMP or +associates who are exercising options or converting convertible securities
Name of KMPName of registered holder
Number of options being exercised
or other +convertible securities
being converted
Farhan FaruquiFarhan Faruqui
21,687
Yes
Yes
Intended to be, but are not yet, quoted by ASX
An issue of new +securities
No
Application for quotation of +securities
Application for quotation of +securities
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Issue date
14/11/2022
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
+securities in that class?
Issue details
Number of +securities to be quoted
1,000,733
Are the +securities being issued for a cash consideration?
Please describe the consideration being provided for the +securities
New issue for the exercise of deferred share rights granted under the ANZ employee share scheme. No consideration is
payable by a participant upon exercise.
Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the
+securities to be quoted
0.000000
Any other information the entity wishes to provide about the +securities to be quoted
Regarding Part 4:(i) at 18/11/22, the number of unquoted options/rights (ANZAA) is 6,195,775 and following lodgement of
two Appendix 2As on 21/11/22, the number of Ordinary Fully Paid Shares (ANZ) is 2,991,231,386 with the discrepancies
attributable to timing requirements for lodgement of certain ASX forms and (ii) the number of debt securities is
automatically generated by ASX's online system and does not reflect the actual number of securities.
No
Yes
Application for quotation of +securities
Application for quotation of +securities
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Application for quotation of +securities
Application for quotation of +securities
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Part 4 - Issued capital following quotation
Following the quotation of the +securities the subject of this application, the issued capital of the entity will
comprise:
(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one
application for quotation/issuance currently with ASX for processing.)
4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the
+securities subject of this application)
ASX +security code and description
Total number of
+securities on issue
ANZ : ORDINARY FULLY PAID2,990,924,484
ANZHAY : 3.40% NOTES MAT 20-DEC-2039 MIN CONS $5HT N-C13,250
ANZHBC : 1.809% NOTES MAT 16-SEP-203150,000
ANZPG : CAP NOTE 3-BBSW+4.70% PERP NON-CUM RED T-03-2416,220,000
ANZHAU : 6.75% PERP SUB NOTES MIN.CONS. $5HT NC50,000
ANZHBD : 4.500% NOTES MAT 02-DEC-203224,000
ANZPH : CAP NOTE 3-BBSW+3.80% PERP NON-CUM RED T-03-259,310,782
ANZPI : CAP NOTE 3-BBSW+3.00 PERP NON-CUM RED T-03-2815,000,000
ANZHAV : 4.75% SUB MAT 7-SEP-2032 MIN.CONS. $5HT NC11,250
ANZHAX : 1.125% NOTES MAT 21-NOV-2029 MIN CONS $5HT N-C100,000
ANZHBB : 0.669% NOTES MAT 5-MAY-203175,000
ANZPJ : CAP NOTE 3-BBSW+2.70% PERP NON-CUM RED T-03-2913,100,000
ANZPF : CAP NOTE 6-BBSW+3.60% PERP NON-CUM RED T-03-239,701,791
ANZHBA : 3.00% NOTES MAT 17-DEC-2040 MIN CONS $5HT NC16,500
ANZHAZ : 2.92% NOTES MAT 22-DEC-2040 MIN CONS $5HT NC9,750
ANZHAW : 0.625% NOTES MAT 21-FEB-2023 MIN CONS $5HT NC75,000
4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)
Application for quotation of +securities
Application for quotation of +securities
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ASX +security code and description
Total number of
+securities on issue
ANZAA : OPTIONS/RIGHTS5,578,995
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
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