Capital Change Notice – Issue of Shares

Capital Change Notice
Updated as at 17 October 2019


This notice is given under NZX Listing Rule 3.13.1 and relates to the issue of options pursuant to
an employee share option plan under which fully paid ordinary shares in Trade Window Holdings
Limited are issued on the exercise of those vested options.

Section 1: Issuer information
Name of issuer Trade Window Holdings Limited
NZX ticker code TWL
Class of financial product
Ordinary Shares in Trade Window
Holdings Limited
ISIN (If unknown, check on NZX website) NZTWLE0004S0
Currency NZD
Section 2: Capital change details
Number issued/acquired/redeemed
Total of 20,000 Ordinary Shares to staff
as part of salary sacrifice.
Nominal value (if any) Nil
Issue/acquisition/redemption price per security Nil
Nature of the payment (for example, cash or other
consideration)
N/A
Amount paid up (if not in full) N/A
Percentage of total class of Financial Products
issued/acquired/redeemed/ (calculated on the
number of Financial Products of the Class, excluding
any Treasury Stock, in existence)
1

TradeWindow has a total of
113,484,966 ordinary shares on issue
and the total share options issued are
1,558,270.

The issue of Shares represents
0.0174% of the 115,043,236 (being the
total ordinary shares plus total share
options on issue) should all Options be
exercised)
For an issue of Convertible Financial Products or
Options, the principal terms of Conversion (for
example the Conversion price and Conversion date
and the ranking of the Financial Product in relation to
other Classes of Financial Product) or the Option (for
example, the exercise price and exercise date)
N/A
Reason for issue/acquisition/redemption and specific
authority for issue/acquisition/redemption/ (the
reason for change must be identified here)
Issue of shares to staff as part of a
salary sacrifice.

1
The percentage is to be calculated immediately before the issue, acquisition, redemption or Conversion.

Total number of Financial Products of the Class after the
issue/acquisition/redemption/Conversion (excluding Treasury
Stock) and the total number of Financial Products of the Class
held as Treasury Stock after the issue/acquisition/redemption.
Total ordinary shares on issue
are 113,504,966
Total Share Options issued are
1,558,270.
In the case of an acquisition of shares, whether those shares
are to be held as treasury stock
N/A
Specific authority for the issue, acquisition, or redemption,
including a reference to the rule pursuant to which the issue,
acquisition, or redemption is made
Director’s Resolutions passed
on 31 August 2023.
Terms or details of the issue, acquisition, or redemption (for
example: restrictions, escrow arrangements)
The new shares will rank
equally with all other fully paid
ordinary shares on issue.
Date of issue/acquisition/redemption
2
31 August 2023
Section 3: Authority for this announcement and contact person
Name of person authorised to make this announcement
Andrew Balgarnie Chief
Strategy Officer
Contact person for this announcement Andrew Balgarnie
Contact phone number +6427 559 4133
Contact email address andrew@tradewindow.io
Date of release through MAP 31 August 2023



























2
Continuous issuers using this form in reliance on Rule 3.13.2, please indicate the period during which the relevant
issue/acquisition/redemptions were made (for example, 1 January 2019 to 31 January 2019).