SPH Notice – Libra Fund LP
To NZX Limited
and
To ArborGen Holdings Limited
Relevant event being disclosed: Movement of 1 % or more in the substantial holding.
Date of relevant event: 6 October 2023
Date this disclosure made: 6 October 2023
Date last disclosure made: 3 July 2017
Substantial product holder(s) giving disclosure
Full name(s): Libra Fund LP
Summary of substantial holding
Class of quoted voting products: Ordinary Shares ARB.NZ
Summary for Libra Fund LP
For this disclosure, -
(a) total number held in class: 77,149,367
(b) total in class: 526,957,789
(c) total percentage held in class: 14.64%
For last disclosure, -
(a) total number held in class: 86,108,419
(b) total in class: 487,908,343
(c) total percentage held in class: 17.64%
Details of transactions and events giving rise to relevant event
Details of the transactions or other events requiring disclosure:
On market sales of 8,959,052 ordinary shares for a total consideration of $1,735,511.75, made during
the period of 10 February to 6 October.
Changes in issued share capital of the Issuer on 21 June 2023, 27 July 2023, 27 September 2023.
Details after relevant event
Details for Libra Fund LP
Nature of relevant interest(s): Registered holder: Libra Fund LP; Beneficial Owner: Ranjan Tandon.
For that relevant interest, -
(a) number held in class: 77,149,367
(b) percentage held in class:14.64%
(c) current registered holder(s): Libra Fund LP
• (d) registered holder(s) once transfers are registered: Unknown
For a derivative relevant interest, also-
• (a) type of derivative: N/A
• (b) details of derivative: NIA
• (c) parties to the derivative: NIA
• (d) if the substantial product holder is not a party to the derivative, the nature of the relevant
interest in the derivative: N/A
Additional lnfonnatlon
Address(es) of substantial product holder(s): c/o Libra Advisors LLC, 767 Third Avenue, 20
th
• Floor,
New York, N.Y. 10017, U.S.A.
Contact details: Al Matschke, am@libraadvisors.com, 212-350-5125 ·
Nature of connection between substantial product holders: Libra Fund LP and Ranjan Tandon ultimate
beneficial owner.
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Name of any other person believed to have given, or believed to be required to give, a disclosure
under the Financial Markets Conduct Act 2013 in relation to the financial products to which this
disclosure relates: NIA
Certification
I, Al Matschke certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons for whom it is
Al Matschke
77806776v2
2
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
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