Ceasing to be a substantial holder
Form 605
To: Company Name/Scheme:
ACN/ARSN:
1. Details of substantial holder
Name:
The holder ceased to be a substantial holder on:1 November 2023
The previous notice was given to the company on:2 November 2023
The previous notice was dated:2 November 2023
The holder became aware on:6 November 2023
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities
of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are
as follows:
Nature of change
Consideration given in
relation to change
3. Changes in association
The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the
substantial holder in relation to voting interests in the company or scheme are as follows:
Not applicable
4. Addresses
The addresses of persons named in this form are as follows:
5. Signature
Dated 6 November 2023
Authorised signatory
Mitsubishi UFJ Financial Group, Inc. 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan
Name Address
See annexure A to
this notice
Name and ACN/ARSN (if applicable) Nature of association
Downer EDI Limited
003 872 848
Mitsubishi UFJ Financial Group, Inc.
Date of
change
Person whose
relevant interest
changed
Class and
number of
securities affected
Person's votes
affected
Form 605
Corporations Act 2001
Section 671B
Notice of ceasing to be a substantial holder
Page 1
Annexure A
Authorised signatory
Dated 6 November 2023
Date of change
Person whose relevant
interest changedNature of change
Consideration
given in relation to
change
Person's votes
affected
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by First Sentier
Investors Holdings Pty Ltd
47353.5811,244
Fully Paid
ordinary shares
11,244
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
772.85205
Fully Paid
ordinary shares
205
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
96.0025
Fully Paid
ordinary shares
25
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
72.5819
Fully Paid
ordinary shares
19
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
506.88132
Fully Paid
ordinary shares
132
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
4433.941,173
Fully Paid
ordinary shares
1,173
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
260704.3167,707
Fully Paid
ordinary shares
67,707
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
1439.90374
Fully Paid
ordinary shares
374
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
424.60110
Fully Paid
ordinary shares
110
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
42.3511
Fully Paid
ordinary shares
11
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
366.6697
Fully Paid
ordinary shares
97
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
7723.862,001
Fully Paid
ordinary shares
2,001
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
15.104
Fully Paid
ordinary shares
4
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
683.52178
Fully Paid
ordinary shares
178
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
30.408
Fully Paid
ordinary shares
8
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
2880.40758
Fully Paid
ordinary shares
758
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
826.77217
Fully Paid
ordinary shares
217
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
900.60237
Fully Paid
ordinary shares
237
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
2427.94629
Fully Paid
ordinary shares
629
Annexure A
This is annexure A of 5 pages referred to in Form 605, Notice of ceasing to be a substantial holder dated 6 November 2023
Class and number of securities
affected
Page 2
Annexure A
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
123.0432
Fully Paid
ordinary shares
32
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
2260.91
587
Fully Paid
ordinary shares
587
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
5934.601,570
Fully Paid
ordinary shares
1,570
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
1269.20334
Fully Paid
ordinary shares
334
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
292.60
77
Fully Paid
ordinary shares
77
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
274.32
72
Fully Paid
ordinary shares
72
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
2644.14
694
Fully Paid
ordinary shares
694
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
3112.20
819
Fully Paid
ordinary shares
819
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
18673.20
4,914
Fully Paid
ordinary shares
4,914
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
145.16
38
Fully Paid
ordinary shares
38
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
337.92
88
Fully Paid
ordinary shares
88
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
219.74
57
Fully Paid
ordinary shares
57
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
2551.09674
Fully Paid
ordinary shares
674
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
779.72202
Fully Paid
ordinary shares
202
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
4473.221,171
Fully Paid
ordinary shares
1,171
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
775.46203
Fully Paid
ordinary shares
203
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
994.16262
Fully Paid
ordinary shares
262
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
127.2233
Fully Paid
ordinary shares
33
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
2914.65765
Fully Paid
ordinary shares
765
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
1572.85415
Fully Paid
ordinary shares
415
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
869.82228
Fully Paid
ordinary shares
228
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
481.25125
Fully Paid
ordinary shares
125
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
1763.30458
Fully Paid
ordinary shares
458
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
1455.22377
Fully Paid
ordinary shares
377
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
2281.58602
Fully Paid
ordinary shares
602
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
3390.90890
Fully Paid
ordinary shares
890
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
6465.501,675
Fully Paid
ordinary shares
1,675
Page 3
Annexure A
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
848.64221
Fully Paid
ordinary shares
221
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
215.0456
Fully Paid
ordinary shares
56
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
4433.521,176
Fully Paid
ordinary shares
1,176
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
1623.50425
Fully Paid
ordinary shares
425
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
695.04181
Fully Paid
ordinary shares
181
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
395.01103
Fully Paid
ordinary shares
103
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
3937.201,020
Fully Paid
ordinary shares
1,020
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
279.9673
Fully Paid
ordinary shares
73
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
924.44242
Fully Paid
ordinary shares
242
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an
entity controlled by Morgan
Stanley
372.4098
Fully Paid
ordinary shares
98
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
1550.78418
Fully Paid
ordinary shares
418
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
38947.9510,555
Fully Paid
ordinary shares
10,555
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
1714.92461
Fully Paid
ordinary shares
461
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
151.9141
Fully Paid
ordinary shares
41
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
89.0424
Fully Paid
ordinary shares
24
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
981.83265
Fully Paid
ordinary shares
265
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
932.47251
Fully Paid
ordinary shares
251
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
13553.103,663
Fully Paid
ordinary shares
3,663
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
48.2313
Fully Paid
ordinary shares
13
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
93.0025
Fully Paid
ordinary shares
25
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
1198.80324
Fully Paid
ordinary shares
324
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
683.56184
Fully Paid
ordinary shares
184
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
1870.83507
Fully Paid
ordinary shares
507
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
606.80164
Fully Paid
ordinary shares
164
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
27847.267,506
Fully Paid
ordinary shares
7,506
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
26066.467,026
Fully Paid
ordinary shares
7,026
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
210.3357
Fully Paid
ordinary shares
57
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
371.50100
Fully Paid
ordinary shares
100
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
4720.171,274
Fully Paid
ordinary shares
1,274
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
214.6058
Fully Paid
ordinary shares
58
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
195.5753
Fully Paid
ordinary shares
53
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
477.30129
Fully Paid
ordinary shares
129
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
2216.38595
Fully Paid
ordinary shares
595
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
44626.8612,094
Fully Paid
ordinary shares
12,094
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
10250.822,778
Fully Paid
ordinary shares
2,778
Page 4
Annexure A
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
2604.80704
Fully Paid
ordinary shares
704
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
627.84
169
Fully Paid
ordinary shares
169
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
5062.68
1,372
Fully Paid
ordinary shares
1,372
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
129.85
35
Fully Paid
ordinary shares
35
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
129.85
35
Fully Paid
ordinary shares
35
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
107.16
29
Fully Paid
ordinary shares
29
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
5180.00
1,400
Fully Paid
ordinary shares
1,400
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
730.10
196
Fully Paid
ordinary shares
196
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
2474.94
668
Fully Paid
ordinary shares
668
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
1698.30
459
Fully Paid
ordinary shares
459
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
11.12
3
Fully Paid
ordinary shares
3
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
10360.00
2,800
Fully Paid
ordinary shares
2,800
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
1619.09437
Fully Paid
ordinary shares
437
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
402.76109
Fully Paid
ordinary shares
109
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
428.38115
Fully Paid
ordinary shares
115
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
204.0555
Fully Paid
ordinary shares
55
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
1575.68423
Fully Paid
ordinary shares
423
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
249.2467
Fully Paid
ordinary shares
67
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
7204.821,942
Fully Paid
ordinary shares
1,942
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
1688.88454
Fully Paid
ordinary shares
454
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
370.00100
Fully Paid
ordinary shares
100
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
11478.743,094
Fully Paid
ordinary shares
3,094
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
5033.161,364
Fully Paid
ordinary shares
1,364
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
14835.363,988
Fully Paid
ordinary shares
3,988
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
293.4979
Fully Paid
ordinary shares
79
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
568.48152
Fully Paid
ordinary shares
152
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
4118.101,110
Fully Paid
ordinary shares
1,110
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
1694.60458
Fully Paid
ordinary shares
458
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
148.4040
Fully Paid
ordinary shares
40
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
1500.17406
Fully Paid
ordinary shares
406
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
236.1664
Fully Paid
ordinary shares
64
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
6189.131,675
Fully Paid
ordinary shares
1,675
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
566.96152
Fully Paid
ordinary shares
152
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
9833.072,654
Fully Paid
ordinary shares
2,654
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
241.1565
Fully Paid
ordinary shares
65
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
3710.001,000
Fully Paid
ordinary shares
1,000
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
5944.561,598
Fully Paid
ordinary shares
1,598
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
307.9383
Fully Paid
ordinary shares
83
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
868.14234
Fully Paid
ordinary shares
234
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
721.68194
Fully Paid
ordinary shares
194
Page 5
Annexure A
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
359.8797
Fully Paid
ordinary shares
97
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
1606.43
433
Fully Paid
ordinary shares
433
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
166.50
45
Fully Paid
ordinary shares
45
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
8481.60
2,280
Fully Paid
ordinary shares
2,280
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
2463.05
663
Fully Paid
ordinary shares
663
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
1701.09
461
Fully Paid
ordinary shares
461
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
25369.86
6,861
Fully Paid
ordinary shares
6,861
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
14869.68
4,008
Fully Paid
ordinary shares
4,008
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
28644.91
7,721
Fully Paid
ordinary shares
7,721
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
2243.52
608
Fully Paid
ordinary shares
608
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Borrow Returned by an entity
controlled by Morgan Stanley -
see Annexure B
N/A
159,550
Fully Paid
ordinary shares
159,550
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Collateral Returned by an entity
controlled by Morgan Stanley -
see Annexure B
N/A
34,835,128
Fully Paid
ordinary shares
34,835,128
1/11/2023
Mitsubishi UFJ Financial
Group, Inc.
Collateral Returned by an entity
controlled by Morgan Stanley -
see Annexure B
N/A207,398
Fully Paid
ordinary shares
207,398
Page 6
Annexure B
Authorised signatory
Dated 6 November 2023
Type of AgreementInternational Prime Brokerage Agreement
Parties to agreement
Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and
CHANNEL INVESTMENT MANAGEMENT LIMITED AS RESPONSIBLE ENTITY FOR CC SAGE CAPITAL ABSOLUTE RETURN FUND
Transfer Date20231101;
Holder of Voting RightsPrime broker has the right to vote securities rehypothecated from the Client.
Are there any restrictions on voting rights?Yes/
No
Does the borrower have the right to return early?Yes/No
Does the lender have the right to recall early?Yes/No
Will the securities be returned on settlement?Yes/No
Type of AgreementInternational Prime Brokerage Agreement
Parties to agreement
Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and L1
LONG SHORT FUND LIMITED
Transfer Date20231101;
Holder of Voting RightsPrime broker has the right to vote securities rehypothecated from the Client.
Are there any restrictions on voting rights?Yes/
No
Does the borrower have the right to return early?Yes/No
Does the lender have the right to recall early?Yes/No
Will the securities be returned on settlement?Yes/No
Type of AgreementInternational Prime Brokerage Agreement
Parties to agreement
Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and
SAGE CAPITAL ABSOLUTE RETURN MASTER FUND LTD.
Transfer Date20231031;
Holder of Voting RightsPrime broker has the right to vote securities rehypothecated from the Client.
Are there any restrictions on voting rights?Yes/
No
Does the borrower have the right to return early?Yes/No
Does the lender have the right to recall early?Yes/No
Will the securities be returned on settlement?Yes/No
If yes, detail Prime broker may return shares which were rehypothecated from the client at any time.
If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client.
If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account
shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be
payable.
If yes, detail Prime broker may return shares which were rehypothecated from the client at any time.
If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client.
If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account
shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be
payable.
Schedule
If yes, detail Not applicable
Scheduled Return Date (if any)Open
If yes, detail Prime broker may return shares which were rehypothecated from the client at any time.
If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client.
If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account
shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be
payable.
Schedule
If yes, detail Not applicable
Scheduled Return Date (if any)Open
Annexure B
This is annexure B of 1 page referred to in Form 605, Notice of ceasing to be a substantial holder dated 6 November 2023
The below schedules are based on the relevant standard agreements. The entity filing the report will, if requested by the company or responsible entity to whom the
prescribed form must be given or ASIC, give a copy of the agreement to the company, responsible entity or ASIC.
Schedule
If yes, detail Not applicable
Scheduled Return Date (if any)Open
Page 7
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
Other issuers discussed similar conditions around this time
Matched by meaning across NZX announcement text, not keywords — based on our semantic index of announcement bodies.
- VNT — Ventia Services Group Limited: Notice of ceasing to be a substantial holder2023-11-28
“Form 605 To: Company Name/Scheme: ACN/ARSN: 1. Details of substantial holder Name:Mitsubishi UFJ Financial Group, Inc. The holder ceased to be a substantial holder on: 23 November 2023 The previous notice was given to the company on: 15 November 2023 The previous notice was da…”
- VNT — Ventia Services Group Limited: Notice of ceasing to be a substantial holder2023-09-27
“Form605 To: Company Name/Scheme: ACN/ARSN: 1. Details of substantial holder Name: The holder ceased to be a substantial holder on: 22 September 2023 The previous notice was given to the company on: 7 September 2023 The previous notice was dated: 7 September 2023 The holder becam…”