Capital Change Notices – Issue of Options and Shares

Capital Change Notice
Updated as at 17 October 2019


This notice is given under NZX Listing Rule 3.13.1 and relates to the issue of options and shares
pursuant to an employee share option plan under which fully paid ordinary shares in Trade Window
Holdings Limited are issued on the exercise of those vested options.

Section 1: Issuer information
Name of issuer Trade Window Holdings Limited
NZX ticker code TWL
Class of financial product
Ordinary Shares in Trade Window
Holdings Limited
ISIN (If unknown, check on NZX website) NZTWLE0004S0
Currency NZD
Section 2: Capital change details
Number issued/acquired/redeemed
Issue of 117,323 Options to staff as part
of salary sacrifice.
Nominal value (if any) Nil
Issue/acquisition/redemption price per security Nil
Nature of the payment (for example, cash or other
consideration)
N/A
Amount paid up (if not in full) N/A
Percentage of total class of Financial Products
issued/acquired/redeemed/ (calculated on the
number of Financial Products of the Class, excluding
any Treasury Stock, in existence)
1

TradeWindow has a total of
113,665,921 ordinary shares on issue
and the total share options issued are
1,798,891

The issue of Options represents
0.101% of the 115,582,135 (being the
total ordinary shares plus total share
options on issue) should all Options be
exercised)
For an issue of Convertible Financial Products or
Options, the principal terms of Conversion (for
example the Conversion price and Conversion date
and the ranking of the Financial Product in relation to
other Classes of Financial Product) or the Option (for
example, the exercise price and exercise date)
N/A
Reason for issue/acquisition/redemption and specific
authority for issue/acquisition/redemption/ (the
reason for change must be identified here)
Issue of options to staff as part of a
salary sacrifice.

1
The percentage is to be calculated immediately before the issue, acquisition, redemption or Conversion.

Total number of Financial Products of the Class after
the issue/acquisition/redemption/Conversion
(excluding Treasury Stock) and the total number of
Financial Products of the Class held as Treasury
Stock after the issue/acquisition/redemption.
Total ordinary shares on issue are
113,665,921
Total Share Options issued are
1,916,214
In the case of an acquisition of shares, whether those
shares are to be held as treasury stock
N/A
Specific authority for the issue, acquisition, or
redemption, including a reference to the rule
pursuant to which the issue, acquisition, or
redemption is made
Director’s Resolutions dated 28
November 2023.
Terms or details of the issue, acquisition, or
redemption (for example: restrictions, escrow
arrangements)
The new options will vest immediately
and once exercised will rank equally with
all other fully paid ordinary shares on
issue.
Date of issue/acquisition/redemption
2
29 November 2023
Section 3: Authority for this announcement and contact person
Name of person authorised to make this
announcement
Andrew Balgarnie Chief Strategy Officer
Contact person for this announcement Andrew Balgarnie
Contact phone number +6427 559 4133
Contact email address andrew@tradewindow.io
Date of release through MAP 29 November 2023






























2
Continuous issuers using this form in reliance on Rule 3.13.2, please indicate the period during which the relevant
issue/acquisition/redemptions were made (for example, 1 January 2019 to 31 January 2019).

---

Capital Change Notice
Updated as at 17 October 2019


This notice is given under NZX Listing Rule 3.13.1 and relates to the issue of options and shares
pursuant to an employee share option plan under which fully paid ordinary shares in Trade Window
Holdings Limited are issued on the exercise of those vested options.

Section 1: Issuer information
Name of issuer Trade Window Holdings Limited
NZX ticker code TWL
Class of financial product
Ordinary Shares in Trade Window
Holdings Limited
ISIN (If unknown, check on NZX website) NZTWLE0004S0
Currency NZD
Section 2: Capital change details
Number issued/acquired/redeemed
Issue of 260,488 Ordinary Shares
pursuant to the Exercise of Issued
Options.
Nominal value (if any) Nil
Issue/acquisition/redemption price per security Nil
Nature of the payment (for example, cash or other
consideration)
N/A
Amount paid up (if not in full) N/A
Percentage of total class of Financial Products
issued/acquired/redeemed/ (calculated on the
number of Financial Products of the Class, excluding
any Treasury Stock, in existence)
1

TradeWindow has a total of
113,665,921 ordinary shares on issue
and the total share options issued are
1,916,214.

The issue of Shares represents 0.101%
of the 115,582,135 (being the total
ordinary shares plus total share options
on issue) should all Options be
exercised)
For an issue of Convertible Financial Products or
Options, the principal terms of Conversion (for
example the Conversion price and Conversion date
and the ranking of the Financial Product in relation to
other Classes of Financial Product) or the Option (for
example, the exercise price and exercise date)
N/A
Reason for issue/acquisition/redemption and specific
authority for issue/acquisition/redemption/ (the
reason for change must be identified here)
Issue of options to staff as part of a
salary sacrifice.

1
The percentage is to be calculated immediately before the issue, acquisition, redemption or Conversion.

Total number of Financial Products of the Class after
the issue/acquisition/redemption/Conversion
(excluding Treasury Stock) and the total number of
Financial Products of the Class held as Treasury
Stock after the issue/acquisition/redemption.
Total ordinary shares on issue are
113,926,409
Total Share Options issued are
1,655,726
In the case of an acquisition of shares, whether those
shares are to be held as treasury stock
N/A
Specific authority for the issue, acquisition, or
redemption, including a reference to the rule
pursuant to which the issue, acquisition, or
redemption is made
Director’s Resolutions dated 28
November 2023.
Terms or details of the issue, acquisition, or
redemption (for example: restrictions, escrow
arrangements)
The new Shares will rank equally with all
other fully paid ordinary shares on issue.
Date of issue/acquisition/redemption
2
29 November 2023
Section 3: Authority for this announcement and contact person
Name of person authorised to make this
announcement
Andrew Balgarnie Chief Strategy Officer
Contact person for this announcement Andrew Balgarnie
Contact phone number +6427 559 4133
Contact email address andrew@tradewindow.io
Date of release through MAP 29 November 2023






























2
Continuous issuers using this form in reliance on Rule 3.13.2, please indicate the period during which the relevant
issue/acquisition/redemptions were made (for example, 1 January 2019 to 31 January 2019).