NZX Shareholder Metrics – August 2021

NZX Limited - Monthly Shareholder Metrics
August 2021
These shareholder metrics represent the key operations of NZX's business.
Core Markets
NZX Listed IssuersAug 2021Change YoYCapital RaisingAug 2021YTDChange YoY
Total equity securities1333.9%Total capital raisings $927 m$8,972 m14.2%
Total fund securities48-2.0%
Total retail debt securities1391.5%New Capital Listed
Total wholesale debt securities814.3%Total capital listed by all issuers-$3,580 m13.4%
Total other securities4-
Total listed securities3322.2%Equity listings-$875 m883.2%
Fund listings---100.0%
Retail debt listings-$2,705 m21.6%
Total NZX Main Board equity issuers1314.0%Wholesale debt listings---100.0%
Total NZX Main Board fund issuers48-2.0%
Total NZX Debt Market retail debt issuers502.0%Secondary Capital Raisings
Total NZX Debt Market wholesale debt issuers2-Total capital raised by all issuers$927 m$5,392 m-26.1%
Total other issuers4-
Total unique issuers2052.5%Total equity raised - NZ issuers$214 m$1,308 m-60.5%
Total equity raised - dual or foreign issuer-$46 m-89.4%
Total funds raised - NZ issuers$367 m$1,633 m108.2%
Market CapitalisationAug 2021Change YoY% of GDP
Total funds raised - dual or foreign issuer$63 m$412 m11.5%
Total market capitalisation$231,866 m10.9%71.3%Total retail debt raised$283 m$1,326 m-27.7%
Total wholesale debt raised-$667 m19.8%
All equity$182,379 m10.0%56.1%
All funds$7,363 m36.8%2.3%
All other$30 m35.4%-Total number of secondary capital raising events3092,51828.3%
Total NZX Main Board$189,772 m10.8%58.3%Equity issuers - capital raised < $10m4326219.6%
Equity issuers - capital raised ≥ $10m < $100m619-24.0%
Retail debt$33,180 m1.4%10.2%Equity issuers - capital raised ≥ $100m-2-77.8%
Green bonds$3,250 m132.1%1.0%Fund issuers - capital raised2562,20931.3%
Wholesale debt$5,664 m50.3%1.7%Retail debt issuers - capital raised425-3.8%
Total NZX Debt Market$42,094 m11.1%12.9%Wholesale debt issuers - capital raised-1-
Cash MarketAug 2021Change YoYClearing House / DepositoryAug 2021Change YoY
Total value traded$4,792 m18.8%Gross value of cleared trades over month$4,793 m18.7%
Daily average value traded$218 m13.4%Collateral held at month end$110 m44.5%
On-market value traded$2,483 m4.4%Depository transactions7,6234.1%
% of value on-market51.8%-12.2%Assets under custody in depository$5,715 m42.5%
Total trades1,279,47223.3%
Daily average trades58,15817.7%
DerivativesAug 2021Change YoY
Futures - total lots traded29,05242.3%
Options - total lots traded1,190-67.7%
Total Equity TransactionsTotal derivatives lots traded30,24225.5%
Total trades1,275,59023.2%Total derivatives lots traded - YTD201,017-23.3%
Value traded$4,658 m18.7%Open interest68,819-16.6%
% of value on-market52.1%-12.8%Notional value traded ($USD)$136 m83.9%
Average on-market trade size$1,910-16.1%Options to futures ratio4.1%-77.3%
Block trade %0.0%n/a
Total Debt Transactions
Total trades3,88239.9%
Energy and Environment ContractsAug 2021Change YoY
Value traded $134 m21.5%Operating / Technology contracts185.9%
- contracts ≥ $500k p.a.525.0%
Cumulative Numbers - YTD- contracts < $500k p.a.13-
Number of trades10,580,73532.0%
Total value traded$36,046 m0.2%
% of value on-market61.7%-0.3%

NZX Indices PerformanceAug 2021Change YoYWholesale DataAug 2021Change YoY
S&P/NZX 50 Index (Gross)13,21910.7%Terminal numbers - professional6,5737.1%
S&P/NZX 50 Index (Capital)5,4598.2%Terminal numbers - retail1,842-31.5%
S&P/NZX 50 Portfolio Index8,42421.3%Licences - value ≥ $20k p.a.5721.3%
S&P/NZX Primary Sector Index13,540-16.7%Licences - value < $20k p.a.812.5%
S&P/NZX NZ Fixed Interest Composite Index125-4.0%
S&P/NZX A-Grade Bond Index5,827-3.1%
Direct Data ProductsAug 2021Change YoYDairy Data SubscriptionsAug 2021Change YoY
Proprietary security subscription products309-3.4%Dairy data subscriptions450-2.6%
- products ≥ $3,000 p.a.110- - products ≥ $1,500 p.a. 1084.9%
- products < $3,000 p.a.199-5.2% - products < $1,500 p.a. 342-4.7%
Smartshares
Aug 2021Change YoY
Total external funds under management$5,955 m40.5%
Scheme FUMAug 2021Change YoY
SuperLife Kiwisaver$1,384 m27.1%
SuperLife Workplace Savings$1,450 m15.7%
Smartshares Exchange Traded Funds - External$2,288 m48.9%
Smartshares Exchange Traded Funds - Total (external and internal)$5,378 m41.9%
Other MetricsAug 2021Change YoY
Units on issue1,775 m27.9%
Value of stock lent over month$221 m-25.3%
Wealth Technologies
Funds under administration$8,053 m144.5%
Notes
1. All figures are measured at the end of the last trading day of each month unless otherwise stated.
Change refers to the change since the same period last year unless otherwise stated.

2. Equity market capitalisation includes all securities quoted on the NZX Main Board (NZSX).
With an overseas domiciled Issuer, the market capitalisation represents the amount that is held in New Zealand.

3. Market capitalisation for the NZX Debt Market is the total nominal (face) value of all listed securities, excluding New Zealand Government stock.

4. Funds include exchange traded funds, managed funds, listed investment companies and trusts.

5. "Other" securities include rights, warrants and options quoted on the NZX Main Board (NZSX).

6. Please note these operational statistics are based on NZX’s internal records, which are unaudited.
Differences may arise between this data and that disclosed in subsequent audited financial statements.
Differences may also arise between this data and the previously reported data due to rounding and classification restatements.

To enquire about information listed on this sheet, or to find out more about NZX products or services, please email: data@nzx.com